The page is the record's research on the issuer — no analyst, no rating, no view.

# GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (NYSE: GOF) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

GUGGENHEIM STRATEGIC OPPORTUNITIES FUND is listed on the NYSE under ticker GOF, ISIN US40167F1012, LEI 549300ZOXRKM68J8NB63. Its security type on the record is Non-operating entity type (other), its jurisdiction is United States — Delaware, and its segment and sector are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 29 filings across 25 filing days in the window 2025-11-08 to 2026-11-08, comprising 1 agm_egm, 2 corporate_news, 6 directors_dealings, 2 prospectus and 18 regulatory_filing. The median gap between filing days is 12.0 days, against a NYSE median of 6.0 days across 3256 issuers. The latest filing is a regulatory_filing dated 2026-10-30, 9 days before the record date 2026-11-08, against a NYSE median latency of 4.0 days. The NYSE median filings in the window is 64.0. The sector median is not on the record for this market.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. Its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. Domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client_categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read; the count is 0.

## Open research

No openly published research notes were found; the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer is sealed for the years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- https://data.sec.gov/submissions/CIK0001380936.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/GOF (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/GOF (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/GOF · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
