The page is the record's research on the issuer — no analyst, no rating, no view. # Hercules Capital, Inc. (NYSE: HCXY) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Hercules Capital, Inc., listed on NYSE under ticker HCXY, with ISIN US4270968476 and LEI 549300UJ5OC256GR2B73. Its security type is Corporate, its jurisdiction is United States, Maryland, and its status is listed, not halted. Segment and sector are not on the record. ## The disclosure read The record holds 94 filings on 42 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 5 days, and the latest filing was made on 2026-10-29, 10 days before the record date, a results filing. The NYSE median cadence gap is 6.0 days and its median latency is 4.0 days; the NYSE median filings count is 64.0. The sector median is not on the record. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, and the segment move is not on the record. The issuer is listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with chapter as of 2026-11-04. ## Coverage The record names 9 research houses from the issuer's investor-relations page: Piper Sandler & Co., Wells Fargo, Jefferies, KBW, Ladenburg Thalmann, Compass Point, Citizens, UBS and Lucid Capital Markets. ## Open research The record holds 1 openly published research note, by Sure Dividend, dated 2024-05-11. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The vintage is sealed. The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 10 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001280784.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/HCXY (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://investor.htgc.com/stock-data/analyst-coverage (coverage) - https://www.suredividend.com/wp-content/uploads/2024/05/HTGC-2024-05-11.pdf (open research) - https://mcp.us-cm-kg.ai/record/NYSE/HCXY (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/HCXY · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp