The page is the record's research on the issuer — no analyst, no rating, no view.

# HIGHLAND OPPORTUNITIES & INCOME FUND (NYSE: HFRO-PA) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is HIGHLAND OPPORTUNITIES & INCOME FUND, listed on the NYSE under ticker HFRO-PA. The LEI is 254900CMUE9FRYL2UR80, and the ISIN is not on the record; the LEI carries the US ISINs US43010E4044, US43010E5033 and US43010E6023. The security type is non-operating entity type (investment), the segment and sector are not on the record, the jurisdiction is United States, Massachusetts, and the status is listed, not halted.

## The disclosure read

The record holds 32 filings in the window 2025-11-08 to 2026-11-08, across 28 filing days. The median gap between filing days is 6 days, and the latest filing is dated 2026-09-04, a regulatory filing, 65 days before the record date of 2026-11-08. The NYSE median for filings is 64.0, the median cadence gap is 6.0 days, and the median latency is 4.0 days across 3,256 issuers. The sector median is not on the record.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The record holds no auditor changes, and the auditor's location is not on the record.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, and the segment move is not on the record. The issuer is listed and not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for the issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://data.sec.gov/submissions/CIK0001710680.json (identity.jurisdiction)
- https://api.gleif.org/api/v1/lei-records/254900CMUE9FRYL2UR80 (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/HFRO-PA (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/HFRO-PA (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/HFRO-PA · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
