HIGHLAND OPPORTUNITIES & INCOME FUND (HFRO-PB) — research page
US · us-cm-kg/NYSE/HFRO-PB · as of 2026-11-08
Identity and listing
The issuer is HIGHLAND OPPORTUNITIES & INCOME FUND, listed on the NYSE under the ticker HFRO-PB. Its LEI is 254900CMUE9FRYL2UR80, and its ISIN is not on the record; several US ISINs are carried on the LEI: US43010E4044, US43010E5033 and US43010E6023. Its security type is non-operating entity type (investment), its jurisdiction is United States, Massachusetts, and its segment and sector are not on the record. The issuer is listed and not halted.
| field | value | source · read date |
|---|---|---|
| name | HIGHLAND OPPORTUNITIES & INCOME FUND | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | HFRO-PB | source · 2026-11-08 |
| ISIN | not on the record | |
| LEI | 254900CMUE9FRYL2UR80 | source · 2026-11-08 |
| security type | Non-operating entity type (investment) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Massachusetts | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 32 filings across 28 filing days in the window 2025-11-08 to 2026-11-08. The filings are 20 regulatory filings, 10 directors' dealings, 1 AGM/EGM and 1 director change. The median gap between filing days is 6 days. The latest filing is a regulatory filing dated 2026-09-04, and 65 days separate it from the record date of 2026-11-08. On the NYSE the median filings count is 64.0, the median cadence gap is 6.0 days and the median latency is 4.0 days, across 3256 issuers. The sector median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 32 | 6 | 65 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-09-04 | regulatory_filing | N-CSRS | N-CSRS — N-CSRS |
| 2026-09-02 | regulatory_filing | NPORT-P/A | NPORT-P/A |
| 2026-08-31 | regulatory_filing | NPORT-P | NPORT-P |
| 2026-08-17 | regulatory_filing | N-PX | N-PX |
| 2026-07-29 | regulatory_filing | SCHEDULE 13D/A | SCHEDULE 13D/A |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no auditor name tag, and the auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as exchange tier transfers are not EDGAR filings. The halt flag is clear: listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section names no client category and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read, and the count is 0.
Open research
No openly published research notes were found on the record, and the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer is held in sealed years 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with earliest sealed date 2021-01-04, and the live record began on 2026-09-12.
Sources
7 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://data.sec.gov/submissions/CIK0001710680.json (identity.jurisdiction)
- 10.3
- https://api.gleif.org/api/v1/lei-records/254900CMUE9FRYL2UR80 (identity.lei)
- 10.4
- https://mcp.us-cm-kg.ai/events/NYSE/HFRO-PB (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://mcp.us-cm-kg.ai/record/NYSE/HFRO-PB (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"ticker":"HFRO-PB","exchange":"NYSE"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:b5c113052a9ffbf4.