The page is the record's research on the issuer — no analyst, no rating, no view. # HIGHLAND OPPORTUNITIES & INCOME FUND (NYSE: HFRO) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is HIGHLAND OPPORTUNITIES & INCOME FUND, listed on NYSE under ticker HFRO, with ISIN US43010E4044 and LEI 254900CMUE9FRYL2UR80. Its security type is non-operating entity type (investment). Segment and sector are not on the record. Jurisdiction is United States, Massachusetts. Listing status is listed, not halted. ## The disclosure read The record holds 32 filings on 28 filing days in the window 2025-11-08 to 2026-11-08. By type, 1 is an AGM/EGM filing, 1 is a director change, 10 are directors' dealings and 20 are regulatory filings. The median gap between filing days is 6 days. The latest filing is dated 2026-09-04 and is of type regulatory_filing, 65 days before the record date of 2026-11-08. On NYSE the median filings count is 64.0, the median cadence gap is 6.0 days and the median latency is 4.0 days, across 3256 issuers. The issuer's 32 filings are below the NYSE median of 64.0, its cadence gap of 6 days equals the NYSE median of 6.0 days, and its latency of 65 days is above the NYSE median of 4.0 days. The sector peer median is not on the record for the US market. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations page. The count is 0. ## Open research No openly published research notes were found. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer is held in sealed years 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with earliest sealed date 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001710680.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/HFRO (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/HFRO (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/HFRO · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp