HIGHLAND GLOBAL ALLOCATION FUND (HGLB) — research page
US · us-cm-kg/NYSE/HGLB · as of 2026-11-08
Identity and listing
HIGHLAND GLOBAL ALLOCATION FUND is listed on the NYSE under ticker HGLB, with ISIN US43010T1043 and LEI 2549007A3RHSGZEL0R21. Its security type on the record is non-operating entity type (investment). Its segment, sector and jurisdiction are not on the record. Its listing status on the record date is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | HIGHLAND GLOBAL ALLOCATION FUND | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | HGLB | source · 2026-11-08 |
| ISIN | US43010T1043 | source · 2026-11-08 |
| LEI | 2549007A3RHSGZEL0R21 | source · 2026-11-08 |
| security type | Non-operating entity type (investment) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | not on the record | |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 18 filings in the window 2025-11-08 to 2026-11-08, falling on 18 filing days. Of these, 1 is an AGM/EGM filing, 1 is a director change, and 16 are regulatory filings. The median gap between filing days is 17 days. The latest filing is dated 2026-10-30 and is a regulatory filing, 9 days before the record date of 2026-11-08. The NYSE peer median is 64.0 filings, a median cadence gap of 6.0 days, and a median latency of 4.0 days across 3256 issuers. The sector peer median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 18 | 17 | 9 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-30 | regulatory_filing | SCHEDULE 13G/A | SCHEDULE 13G/A |
| 2026-09-02 | regulatory_filing | NPORT-P/A | NPORT-P/A |
| 2026-08-31 | regulatory_filing | NPORT-P | NPORT-P |
| 2026-08-17 | regulatory_filing | N-PX | N-PX |
| 2026-08-03 | regulatory_filing | SCHEDULE 13G/A | SCHEDULE 13G/A |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting, name change or segment move lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read, and the count is 0.
Open research
No openly published research notes were found, and the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer is sealed for the years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- 10.3
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.4
- https://data.sec.gov/submissions/CIK0001622148.json (identity.name)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/HGLB (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/HGLB (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US43010T1043"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:45edf4f26211d5fa.