HOULIHAN LOKEY, INC. (HLI) — research page
US · us-cm-kg/NYSE/HLI · as of 2026-11-08
Identity and listing
The issuer is HOULIHAN LOKEY, INC., listed on the NYSE under ticker HLI. Its ISIN is US4415931009 and its LEI is 549300S3CNGTQ1QZVY46. Its security type is Corporate and its sector is 6282 Investment Advice. Its segment and jurisdiction are not on the record. Its status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | HOULIHAN LOKEY, INC. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | HLI | source · 2026-11-08 |
| ISIN | US4415931009 | source · 2026-11-08 |
| LEI | 549300S3CNGTQ1QZVY46 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6282 Investment Advice | source · 2026-11-08 |
| jurisdiction | not on the record | |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 67 filings in the twelve months to 2026-11-08, on 40 filing days. The median gap between filing days is 5 days, and the median for the NYSE is 6.0 days. The median gap for the sector 6282 Investment Advice is 5.0 days. The latest filing is dated 2026-11-04 and is of type regulatory_filing, 4 days before the record date. The median latency is 4.0 days for the NYSE and 3 days for the sector. The median filings count is 64.0 for the NYSE and 79 for the sector.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 67 | 5 | 4 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 6282 Investment Advice (65 issuers) | 79 | 5 | 3 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-04 | regulatory_filing | 144 | 144 |
| 2026-10-30 | results | 10-Q | 10-Q — 10-Q |
| 2026-10-28 | results | 8-K | 8-K — 8-K (items 2.02,9.01) |
| 2026-10-26 | regulatory_filing | S-8 | S-8 — S-8 |
| 2026-10-05 | director_change | 8-K | 8-K — 8-K (items 5.02) |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is KPMG LLP, located in Los Angeles, California. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting, name change or segment move lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag shows listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the investor-relations pages read. The count is 0.
Open research
No openly published research notes were found. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
9 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- 10.3
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.4
- https://data.sec.gov/submissions/CIK0001302215.json (identity.name)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/HLI (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://www.sec.gov/Archives/edgar/data/1302215/000130221526000053/hli-20260331.htm (the auditor)
- 10.8
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.9
- https://mcp.us-cm-kg.ai/record/NYSE/HLI (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US4415931009"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:91dc39218ef68dc8.