The page is the record's research on the issuer — no analyst, no rating, no view.

# HARMONY GOLD MINING CO LTD (NYSE: HMY) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is HARMONY GOLD MINING CO LTD, listed on the NYSE under ticker HMY. Its ISIN is US4132163001 and its LEI is 378900986D05F0C29811. Its security type is recorded as Non-operating entity type (other). Its segment is not on the record. Its sector is 1040 Gold and Silver Ores. Its jurisdiction is not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 36 filings in the twelve months to 2026-11-08, across 32 filing days. Of these, 33 are results and 3 are regulatory filings. The median gap between filing days is 8 days. The latest filing is dated 2026-10-30, and it is a results filing; 9 days elapsed from that filing to the record date. The NYSE median cadence gap is 6.0 days, the NYSE median filings count is 64.0, and the NYSE median latency is 4.0 days. The sector median cadence gap is 7.0 days, the sector median filings count is 43, and the sector median latency is 6 days.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The orderability outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's own investor-relations page names 9 research houses: Absa Bank, SBG Securities, Nedbank, UBS, HSBC Bank, Investec Bank, BMO Capital Markets, Noah Capital Markets and RMB Morgan Stanley.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://data.sec.gov/submissions/CIK0001023514.json (identity.name)
- https://mcp.us-cm-kg.ai/events/NYSE/HMY (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://www.harmony.co.za/investors/share-information/analyst-coverage/ (coverage)
- https://mcp.us-cm-kg.ai/record/NYSE/HMY (the record)

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