The page is the record's research on the issuer — no analyst, no rating, no view.

# JOHN HANCOCK PREFERRED INCOME FUND III (NYSE: HPS) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

JOHN HANCOCK PREFERRED INCOME FUND III is listed on the NYSE under ticker HPS, ISIN US41021P1030, LEI 549300SKQ7P13U1YJN71. Its security type is non-operating entity type (other). Segment and sector are not on the record. Jurisdiction is United States, Massachusetts. Status is listed, not halted.

## The disclosure read

The record holds 16 filings across 14 filing days in the window 2025-11-08 to 2026-11-08: 1 AGM/EGM, 6 directors' dealings and 9 regulatory filings. The median gap between filing days is 24 days. The latest filing is a directors' dealings filing dated 2026-10-13, 26 days before the record date of 2026-11-08. On the NYSE, the median is 64 filings, 6.0 days of cadence gap and 4.0 days of latency. Sector peer figures are not on the record for the US market.

## Auditor

The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag. Auditor location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001215913.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/HPS (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/HPS (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/HPS · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
