The page is the record's research on the issuer — no analyst, no rating, no view. # HSBC HOLDINGS PLC (NYSE: HSBC) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is HSBC HOLDINGS PLC, listed on the NYSE under ticker HSBC, with ISIN US4042804066 and LEI MLU0ZO3ML4LN2LL2TL39. Its security type is recorded as Non-operating entity type (other), and its sector is 6035 Savings Institution, Federally Chartered. Its segment and jurisdiction are not on the record. Its listing status is listed, not halted. ## The disclosure read The record holds 253 filings in the twelve months to 2026-11-08, on 124 filing days. The median gap between filing days is 1 day, and the latest filing is 2 days before the record date. The latest filing is dated 2026-11-06 and is of type results. The exchange median is 6.0 days of cadence gap, 64.0 filings and 4.0 days of latency across 3256 issuers, and the sector median is 6.0 days of cadence gap, 53.5 filings and 5.0 days of latency across 34 issuers. The issuer's cadence gap is 1 day, its filings are 253, and its latency is 2 days. Filings by type are: results 190, regulatory filing 33, prospectus 16, directors dealings 7, halt suspension 5, and takeover 2. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds delisting lines dated 2025-11-03, 2026-03-09, 2026-05-26 (two lines), 2026-07-24 and 2026-08-14, and listing lines dated 2025-11-06, 2025-11-12, 2026-03-10, 2026-03-17, 2026-05-12, 2026-05-22, 2026-08-14, 2026-08-19, 2026-09-11 and 2026-09-17. The record holds no name change. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage The issuer's own investor-relations page names 20 research houses: Autonomous Research, Barclays Bank PLC, BNP Paribas Exane, China Securities, DBS, CICC, Citigroup, Deutsche Numis, Goldman Sachs, Huatai Securities, Intesa Sanpaolo, Jefferies, J P Morgan, Keefe Bruyette & Woods, Mediobanca, Morgan Stanley, Morningstar, RBC Equities Europe, Shore Capital Stockbrokers, and UBS. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 9 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://data.sec.gov/submissions/CIK0001089113.json (identity.name) - https://mcp.us-cm-kg.ai/events/NYSE/HSBC (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://www.hsbc.com/investors/investing-in-hsbc/consensus-buyback-updates-and-analyst-coverage (coverage) - https://mcp.us-cm-kg.ai/record/NYSE/HSBC (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/HSBC · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp