The page is the record's research on the issuer — no analyst, no rating, no view. # Horizon Technology Finance Corp (NYSE: HTFC) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing Horizon Technology Finance Corp is listed on NYSE under ticker HTFC. Its ISIN is US44045A5083 and its LEI is not on the record. Its security type is Corporate, incorporated in Delaware, United States. Its segment and sector are not on the record. Its status is listed, not halted. ## The disclosure read The record holds 64 filings on 37 filing days in the twelve months to 2026-11-08. The median gap between filing days is 4.0 days, against a NYSE median of 6.0 days. The latest filing is 3 days before the record date, with a median latency of 4.0 days across NYSE, and it is a corporate news filing dated 2026-11-05. Sector median figures are not on the record. Filings by type are 21 regulatory filings, 13 corporate news, 11 directors' dealings, 9 results, 4 AGM or EGM, 4 prospectuses, 1 director change and 1 halt or suspension. ## Auditor The auditor is not on the record, and its location is not on the record. The record carries an auditor change dated 2026-05-14. ## Events and halts The record holds a delisting dated 2026-01-29. It holds no listing or name change lines. A domicile change is not on the record, and a segment move is not on the record. The halt flag is off: listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so no client category outcome can be named. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the investor-relations pages read, and the count is 0. ## Open research No openly published research notes were found on the record, and the count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The vintage is sealed. The issuer years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001487428.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NYSE/HTFC (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/HTFC (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/HTFC · public-record only · the same page signed and receipted: get_research at https://mcp.getissuer.ai/mcp