Hercules Capital, Inc. (HTGC) — research page
US · us-cm-kg/NYSE/HTGC · as of 2026-11-08
Identity and listing
The issuer is Hercules Capital, Inc., listed on NYSE under ticker HTGC, with ISIN US4270965084 and LEI 549300UJ5OC256GR2B73. Its security type is Corporate, its jurisdiction is United States, Maryland, and its segment and sector are not on the record. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Hercules Capital, Inc. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | HTGC | source · 2026-11-08 |
| ISIN | US4270965084 | source · 2026-10-14 |
| LEI | 549300UJ5OC256GR2B73 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 94 filings on 42 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 5 days. The latest filing is a results filing dated 2026-10-29, 10 days before the record date of 2026-11-08. The NYSE median is 6.0 days for cadence, 64.0 filings and 4.0 days latency across 3256 issuers; the sector median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 94 | 5 | 10 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-29 | results | 8-K | 8-K — 8-K (items 2.02,8.01,9.01) |
| 2026-10-29 | results | 10-Q | 10-Q — 10-Q |
| 2026-10-13 | directors_dealings | 4 | 4 — PRIMARY DOCUMENT |
| 2026-10-13 | directors_dealings | 4 | 4 — PRIMARY DOCUMENT |
| 2026-10-13 | directors_dealings | 4 | 4 — PRIMARY DOCUMENT |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, and the segment move is not on the record. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, because the chapter carries no client categories and so the outcome cannot name its client category. The chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read, so the count is 0.
Open research
No openly published research notes were found on the record, so the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001280784.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/HTGC (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/HTGC (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US4270965084"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:4332bf90efcfd93c.