The page is the record's research on the issuer — no analyst, no rating, no view.

# Hilltop Holdings Inc. (NYSE: HTH) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Hilltop Holdings Inc., listed on the NYSE under ticker HTH, with ISIN US4327481010 and LEI 54930010TA543US0PM65. Its security type is Corporate, its sector is 6022 State Commercial Banks, and its jurisdiction is the United States, Maryland. The segment is not on the record. The listing status is listed, not halted.

## The disclosure read

The record holds 122 filings in the window 2025-11-08 to 2026-11-08, across 51 filing days. The median gap between filing days is 3.5 days. The latest filing is dated 2026-10-23, a results filing, 16 days before the record date of 2026-11-08. On the NYSE the median cadence gap is 6.0 days, the median filings are 64.0, and the median latency is 4.0 days. In the sector 6022 State Commercial Banks the median cadence gap is 5.0 days, the median filings are 87.5, and the median latency is 3.0 days. The filings by type are 88 directors' dealings, 16 regulatory filings, 8 results, 4 corporate news, 3 AGM/EGM and 3 director changes.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page; the count is 0.

## Open research

No openly published research notes were found; the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with the earliest sealed date 2021-01-04. The live record began 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001265131.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/HTH (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/HTH (the record)

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