The page is the record's research on the issuer — no analyst, no rating, no view. # JAPAN SMALLER CAPITALIZATION FUND INC (NYSE: JOF) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is JAPAN SMALLER CAPITALIZATION FUND INC, listed on the NYSE under ticker JOF. Its ISIN is US47109U1043 and its LEI is 5493000KJSHWEB3YKZ37. Its security type is non-operating entity type (other). Its segment is not on the record. Its sector is 0000, and its jurisdiction is United States, Maryland. The issuer is listed and not halted. ## The disclosure read The record holds 45 filings in the twelve months to 2026-11-08, on 40 filing days. The median gap between filing days is 6 days. The latest filing is dated 2026-11-06, 2 days before the record date, and is a directors' dealings filing. The NYSE median gap between filing days is 6.0 days, and its median latency is 4.0 days. The sector 0000 median gap between filing days is 6 days, and its median latency is 12 days. The record holds 64.0 filings as the NYSE median and 37 as the sector median, against which the issuer's 45 filings sit below the NYSE median and above the sector median. ## Auditor The auditor is not on the record, because the latest annual report cover carries no auditor name tag, as foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations page. ## Open research No openly published research notes were found. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0000859796.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/JOF (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/JOF (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/JOF · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp