The page is the record's research on the issuer — no analyst, no rating, no view.

# Live Oak Bancshares, Inc. (NYSE: LOB) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Live Oak Bancshares, Inc., listed on the NYSE under ticker LOB, ISIN US53803X1054. The LEI is not on the record, as no GLEIF record carries the exact legal name in jurisdiction US-NC. The security type is Corporate, the sector is 6022 State Commercial Banks, and the jurisdiction is United States, North Carolina. The segment is not on the record. The listing status is listed, not halted.

## The disclosure read

The record holds 188 filings in the twelve months to 2026-11-08, across 100 filing days. The median gap between filing days is 1 day. The latest filing is dated 2026-11-05 and is of type corporate_news, 3 days before the record date. The NYSE median cadence gap is 6.0 days, with a median of 64.0 filings across 3,256 issuers, and a median latency of 4.0 days. The 6022 State Commercial Banks sector median cadence gap is 5.0 days, with a median of 87.5 filings across 214 issuers, and a median latency of 3.0 days. The issuer's filings by type are 103 directors_dealings, 57 regulatory_filing, 10 results, 6 corporate_news, 6 director_change, 3 prospectus, 2 agm_egm and 1 ad_hoc.

## Auditor

The auditor of record is not on the record, as the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The issuer is listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed filings for the issuer in the years 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with the earliest sealed date 2021-01-04. The live record began 2026-09-12.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001462120.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NYSE/LOB (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/LOB (the record)

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