The page is the record's research on the issuer — no analyst, no rating, no view. # Lufax Holding Ltd (NYSE: LU) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing Lufax Holding Ltd is listed on the NYSE under the ticker LU, with ISIN US54975P2011. The LEI is not on the record, as no GLEIF record carries the exact legal name in jurisdiction US-E9. The security type is recorded as Non-operating entity type (other), the sector as 6199 Finance Services, and the jurisdiction as the Cayman Islands. The segment is not on the record. The listing status is listed, not halted. ## The disclosure read The record holds 73 filings in the window from 2025-11-08 to 2026-11-08, across 54 filing days. Of these, 51 are results, 19 are directors' dealings and 3 are regulatory filings. The median gap between filing days is 5 days. The latest filing is a results filing dated 2026-11-06, 2 days before the record date of 2026-11-08, and the latency from latest filing to record date is 2 days. The NYSE median cadence gap is 6.0 days across 3256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The 6199 Finance Services median cadence gap is 5.0 days across 184 issuers, with a median of 61.5 filings and a median latency of 4.0 days. ## Auditor The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag, and the auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted. ## Orderability The outcome is not determinable, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage The issuer's own investor-relations page names 13 research houses: Goldman Sachs (Asia) L.L.C., BofA Securities, Inc., UBS Securities LLC, HSBC Securities (USA) Inc., China PA Securities (Hong Kong) Company Limited, Morgan Stanley & Co. LLC, Jefferies LLC, J.P. Morgan Securities LLC, China Renaissance Securities (Hong Kong) Limited, KeyBanc Capital Markets Inc., CLSA Limited, BOCI Asia Limited and Haitong International Securities Company Limited. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001816007.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NYSE/LU (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://ir.lufaxholding.com/Analyst-Coverage (coverage) - https://mcp.us-cm-kg.ai/record/NYSE/LU (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/LU · public-record only · the same page signed and receipted: get_research at https://mcp.getissuer.ai/mcp