The page is the record's research on the issuer — no analyst, no rating, no view.

# Marygold Companies, Inc. (NYSE: MGLD) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Marygold Companies, Inc., listed on the NYSE under ticker MGLD, with ISIN US57403M1045 and LEI 549300GBSIZYFZV2R837. Its security type is Corporate, its sector is 6199 Finance Services, and its jurisdiction is United States, Nevada. Segment is not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 23 filings across 15 filing days in the window 2025-11-08 to 2026-11-08. Filings by type are 8 directors' dealings, 8 results, 4 AGM/EGM and 3 corporate news. The median gap between filing days is 6.5 days, against a NYSE median of 6.0 days and a sector median of 5.0 days. Latency from the latest filing to the record date is 2 days, against medians of 4.0 days for both the NYSE and the sector. The latest filing is dated 2026-11-06 and is of type AGM/EGM. The NYSE median filing count is 64.0 and the sector median is 61.5, against this issuer's 23 filings.

## Auditor

The auditor of record is BPM LLP, located in San Francisco, California. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001005101.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/MGLD (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm (the auditor)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/MGLD (the record)

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