{
 "as_of": "2026-11-08",
 "cmr": "us-cm-kg/NYSE/MUFG",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# MITSUBISHI UFJ FINANCIAL GROUP INC (NYSE: MUFG) — research page\n\nAs of 2026-11-08 · us-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is MITSUBISHI UFJ FINANCIAL GROUP INC, listed on NYSE under ticker MUFG, ISIN US6068221042. The LEI is not on the record. The security type is Non-operating entity type (other), the segment and jurisdiction are not on the record, and the sector is 6029 Commercial Banks, NEC. The listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 156 filings in the twelve months to 2026-11-08, on 52 filing days, across 96 directors' dealings, 9 prospectuses, 14 regulatory filings and 37 results. The median gap between filing days is 4 days. The latest filing is a regulatory filing dated 2026-11-06, 2 days before the record date. The NYSE median cadence gap is 6.0 days, the NYSE median filings figure is 64.0, and the NYSE median latency is 4.0 days. The sector median cadence gap is 1.0 day, the sector median filings figure is 8636, and the sector median latency is 2 days.\n\n## Auditor\n\nThe auditor is not on the record, because the latest annual report cover carries no auditor name tag. No auditor changes are on the record.\n\n## Events and halts\n\nNo listing, delisting or name change lines are on the record. The domicile change is not on the record, and the segment move is not on the record. The issuer is listed and not halted.\n\n## Orderability\n\nThe outcome is not determinable for this issuer, because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nThe issuer's investor-relations page names 9 research houses: BofA Securities Japan Co., Ltd., Daiwa Securities Co. Ltd., Goldman Sachs Japan Co., Ltd., JPMorgan Securities Japan Co., Ltd., Mizuho Securities Co., Ltd., Nomura Securities Co., Ltd., SBI Securities Co., Ltd., SMBC Nikko Securities Inc., and UBS Securities Japan Co., Ltd.\n\n## Open research\n\nNo openly published research notes were found.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)\n- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)\n- https://data.sec.gov/submissions/CIK0000067088.json (identity.name)\n- https://mcp.us-cm-kg.ai/events/NYSE/MUFG (the disclosure lines)\n- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)\n- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://www.mufg.jp/english/ir/analyst/index.html (coverage)\n- https://mcp.us-cm-kg.ai/record/NYSE/MUFG (the record)\n",
 "market": "US",
 "node": "us-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "live_record_began": "2026-09-12",
   "node_history_from": "2021-01-04",
   "node_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "record_version": 1,
   "sealed": true
  },
  "auditor": {
   "auditor": {
    "market": "US",
    "reason": "no dei:AuditorName tag on the latest annual report cover (foreign private issuers and older filings carry none)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "US",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "US",
    "state": "not_on_record"
   },
   "changes": []
  },
  "cmr": "us-cm-kg/NYSE/MUFG",
  "coverage": {
   "count": 9,
   "houses": [
    {
     "analyst": "Shinichiro Nakamura",
     "house": "BofA Securities Japan Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.mufg.jp/english/ir/analyst/index.html",
     "state": "sourced"
    },
    {
     "analyst": "Ken Matsuda",
     "house": "Daiwa Securities Co. Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.mufg.jp/english/ir/analyst/index.html",
     "state": "sourced"
    },
    {
     "analyst": "Makoto Kuroda",
     "house": "Goldman Sachs Japan Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.mufg.jp/english/ir/analyst/index.html",
     "state": "sourced"
    },
    {
     "analyst": "Takahiro Yano",
     "house": "JPMorgan Securities Japan Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.mufg.jp/english/ir/analyst/index.html",
     "state": "sourced"
    },
    {
     "analyst": "Maoki Matsuno",
     "house": "Mizuho Securities Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.mufg.jp/english/ir/analyst/index.html",
     "state": "sourced"
    },
    {
     "analyst": "Ken Takamiya",
     "house": "Nomura Securities Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.mufg.jp/english/ir/analyst/index.html",
     "state": "sourced"
    },
    {
     "analyst": "Toyoki Sameshima",
     "house": "SBI Securities Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.mufg.jp/english/ir/analyst/index.html",
     "state": "sourced"
    },
    {
     "analyst": "Masahiko Sato",
     "house": "SMBC Nikko Securities Inc.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.mufg.jp/english/ir/analyst/index.html",
     "state": "sourced"
    },
    {
     "analyst": "Koichi Niwa",
     "house": "UBS Securities Japan Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.mufg.jp/english/ir/analyst/index.html",
     "state": "sourced"
    }
   ],
   "pages_checked": [
    {
     "page": "https://www.mufg.jp/english/ir/analyst/index.html",
     "result": "read: 9 of 20 named houses found on the page"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-11",
   "since": "not stated on the page read",
   "state": "found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 3256,
     "median_cadence_gap_days": 6,
     "median_filings": 64,
     "median_latency_days": 4,
     "name": "NYSE"
    },
    "sector": {
     "issuers": 85,
     "median_cadence_gap_days": 1,
     "median_filings": 8636,
     "median_latency_days": 2,
     "name": "6029 Commercial Banks, NEC"
    }
   },
   "by_type": {
    "directors_dealings": 96,
    "prospectus": 9,
    "regulatory_filing": 14,
    "results": 37
   },
   "cadence_median_gap_days": 4,
   "filing_days": 52,
   "filings": 156,
   "latency_days": 2,
   "latest": [
    {
     "category": "13F-HR",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/67088/000119312526450481/xslForm13F_X02/primary_doc.xml",
     "title": "13F-HR",
     "type": "regulatory_filing"
    },
    {
     "category": "4",
     "date": "2026-11-02",
     "source": "https://www.sec.gov/Archives/edgar/data/67088/000119312526442575/xslF345X06/ownership.xml",
     "title": "4 — 4",
     "type": "directors_dealings"
    },
    {
     "category": "4",
     "date": "2026-09-24",
     "source": "https://www.sec.gov/Archives/edgar/data/67088/000119312526400093/xslF345X06/ownership.xml",
     "title": "4 — 4",
     "type": "directors_dealings"
    },
    {
     "category": "6-K",
     "date": "2026-09-18",
     "source": "https://www.sec.gov/Archives/edgar/data/67088/000119312526395145/d119683d6k.htm",
     "title": "6-K — FORM 6-K",
     "type": "results"
    },
    {
     "category": "424B2",
     "date": "2026-09-09",
     "source": "https://www.sec.gov/Archives/edgar/data/67088/000119312526385848/d113272d424b2.htm",
     "title": "424B2 — PROSPECTUS SUPPLEMENT",
     "type": "prospectus"
    }
   ],
   "latest_filing_date": "2026-11-06",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/MUFG",
   "window": {
    "from": "2025-11-08",
    "to": "2026-11-08"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NYSE"
   },
   "isin": {
    "read_by": "SEC Fails-to-Deliver data (CUSIP for the symbol) · ISIN = US + CUSIP + ISO 6166 check digit",
    "read_date": "2026-10-14",
    "read_date_basis": "last_seen",
    "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data",
    "state": "sourced",
    "value": "US6068221042"
   },
   "jurisdiction": {
    "market": "US",
    "state": "not_on_record"
   },
   "lei": {
    "market": "US",
    "reason": "no GLEIF record with the exact legal name in jurisdiction US",
    "state": "not_on_record"
   },
   "name": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000067088.json",
    "state": "sourced",
    "value": "MITSUBISHI UFJ FINANCIAL GROUP INC"
   },
   "sector": {
    "read_by": "EDGAR submissions API (issuer header as filed) (SIC code as assigned by the SEC)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000067088.json",
    "state": "sourced",
    "value": "6029 Commercial Banks, NEC"
   },
   "security_type": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000067088.json",
    "state": "sourced",
    "value": "Non-operating entity type (other)"
   },
   "segment": {
    "market": "US",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "MUFG"
   },
   "website": {
    "market": "US",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": [],
   "domicile_change": {
    "market": "US",
    "reason": "EDGAR states no dated change of state of incorporation on a filing line",
    "state": "not_on_record"
   },
   "listing": [],
   "name_change": [],
   "segment_move": {
    "market": "US",
    "reason": "the exchanges' tier transfers are not EDGAR filings",
    "state": "not_on_record"
   }
  },
  "market": "US",
  "node": "us-cm-kg",
  "numbers_hash": "sha256:faea76d168cc781162918b76d5d24fd43d3df0523546e029aee63a558da7e987",
  "open_research": {
   "read_date": "2026-11-11",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [],
   "determinable": false,
   "read": {
    "chapter": "https://mcp.us-cm-kg.ai/book/aio.json",
    "door": "https://mcp.us-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1",
   "section": "us.aio.v8"
  },
  "record": {
   "as_of": "2026-11-08",
   "url": "https://mcp.us-cm-kg.ai/record/NYSE/MUFG",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:faea76d168cc781162918b76d5d24fd43d3df0523546e029aee63a558da7e987",
 "path": "/us/NYSE/MUFG",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is MITSUBISHI UFJ FINANCIAL GROUP INC, listed on NYSE under ticker MUFG, ISIN US6068221042. The LEI is not on the record. The security type is Non-operating entity type (other), the segment and jurisdiction are not on the record, and the sector is 6029 Commercial Banks, NEC. The listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 156 filings in the twelve months to 2026-11-08, on 52 filing days, across 96 directors' dealings, 9 prospectuses, 14 regulatory filings and 37 results. The median gap between filing days is 4 days. The latest filing is a regulatory filing dated 2026-11-06, 2 days before the record date. The NYSE median cadence gap is 6.0 days, the NYSE median filings figure is 64.0, and the NYSE median latency is 4.0 days. The sector median cadence gap is 1.0 day, the sector median filings figure is 8636, and the sector median latency is 2 days.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor is not on the record, because the latest annual report cover carries no auditor name tag. No auditor changes are on the record.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "No listing, delisting or name change lines are on the record. The domicile change is not on the record, and the segment move is not on the record. The issuer is listed and not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The outcome is not determinable for this issuer, because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "The issuer's investor-relations page names 9 research houses: BofA Securities Japan Co., Ltd., Daiwa Securities Co. Ltd., Goldman Sachs Japan Co., Ltd., JPMorgan Securities Japan Co., Ltd., Mizuho Securities Co., Ltd., Nomura Securities Co., Ltd., SBI Securities Co., Ltd., SMBC Nikko Securities Inc., and UBS Securities Japan Co., Ltd.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.sec.gov/files/company_tickers_exchange.json"
  },
  {
   "for": "identity.isin",
   "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data"
  },
  {
   "for": "identity.name",
   "source": "https://data.sec.gov/submissions/CIK0000067088.json"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/MUFG"
  },
  {
   "for": "the halt flag",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.us-cm-kg.ai/book/aio.json"
  },
  {
   "for": "coverage",
   "source": "https://www.mufg.jp/english/ir/analyst/index.html"
  },
  {
   "for": "the record",
   "source": "https://mcp.us-cm-kg.ai/record/NYSE/MUFG"
  }
 ],
 "title": "MITSUBISHI UFJ FINANCIAL GROUP INC (MUFG) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}