{
 "as_of": "2026-11-08",
 "cmr": "us-cm-kg/NYSE/NMR",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# NOMURA HOLDINGS INC (NYSE: NMR) — research page\n\nAs of 2026-11-08 · us-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is NOMURA HOLDINGS INC, listed on the NYSE under ticker NMR, with ISIN US65535H2085 and LEI 549300B3CEAHYG7K8164. Its security type is recorded as non-operating entity type (other), its segment is not on the record, its sector is 6211 Security Brokers, Dealers & Flotation Companies, and its jurisdiction is Japan. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 904 filings in the window 2025-11-08 to 2026-11-08, across 224 filing days. The median gap between filing days is 1 day. The latest filing is a results filing dated 2026-11-06, 2 days before the record date of 2026-11-08. The exchange median gap is 6.0 days and the sector median gap is 4.0 days. The exchange median latency is 4.0 days and the sector median latency is 3 days. The exchange median filings are 64.0 and the sector median filings are 106.0.\n\n## Auditor\n\nThe auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes.\n\n## Events and halts\n\nThe record holds two listing lines, dated 2025-10-24 and 2025-10-30. It holds no delisting and no name change. The domicile change is not on the record, and the segment move is not on the record. The halt flag reads listed, not halted.\n\n## Orderability\n\nThe orderability outcome cannot be determined, because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nThe issuer's investor-relations page names 8 research houses: BofA Securities Japan Co., Ltd.; Daiwa Securities Co., Ltd.; JPMorgan Securities Japan Co., Ltd.; Morgan Stanley MUFG Securities Co., Ltd.; SBI SECURITIES Co., Ltd.; SMBC Nikko Securities Inc.; Tokai Tokyo Intelligence Laboratory Co., Ltd.; and UBS Securities Japan Co., Ltd.\n\n## Open research\n\nNo openly published research notes were found on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe vintage is sealed. The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The earliest sealed date of the market is 2021-01-04, and the live record began on 2026-09-12.\n\n## Sources\n\n9 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)\n- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)\n- https://data.sec.gov/submissions/CIK0001163653.json (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.us-cm-kg.ai/events/NYSE/NMR (the disclosure lines)\n- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)\n- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://www.nomuraholdings.com/en/investor/shareholders/analyst.html (coverage)\n- https://mcp.us-cm-kg.ai/record/NYSE/NMR (the record)\n",
 "market": "US",
 "node": "us-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "live_record_began": "2026-09-12",
   "node_history_from": "2021-01-04",
   "node_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "record_version": 1,
   "sealed": true
  },
  "auditor": {
   "auditor": {
    "market": "US",
    "reason": "no dei:AuditorName tag on the latest annual report cover (foreign private issuers and older filings carry none)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "US",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "US",
    "state": "not_on_record"
   },
   "changes": []
  },
  "cmr": "us-cm-kg/NYSE/NMR",
  "coverage": {
   "count": 8,
   "houses": [
    {
     "analyst": "Natsumu Tsujino",
     "house": "BofA Securities Japan Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.nomuraholdings.com/en/investor/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Kazuki Watanabe",
     "house": "Daiwa Securities Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.nomuraholdings.com/en/investor/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Koki Sato",
     "house": "JPMorgan Securities Japan Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.nomuraholdings.com/en/investor/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Mia Nagasaka",
     "house": "Morgan Stanley MUFG Securities Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.nomuraholdings.com/en/investor/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Wataru Otsuka",
     "house": "SBI SECURITIES Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.nomuraholdings.com/en/investor/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Masao Muraki",
     "house": "SMBC Nikko Securities Inc.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.nomuraholdings.com/en/investor/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Tatsuo Majima",
     "house": "Tokai Tokyo Intelligence Laboratory Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.nomuraholdings.com/en/investor/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Koichi Niwa",
     "house": "UBS Securities Japan Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-11",
     "source": "https://www.nomuraholdings.com/en/investor/shareholders/analyst.html",
     "state": "sourced"
    }
   ],
   "pages_checked": [
    {
     "page": "https://www.nomuraholdings.com/en/investor/shareholders/analyst.html",
     "result": "read: 8 of 17 named houses found on the page"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-11",
   "since": "not stated on the page read",
   "state": "found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 3256,
     "median_cadence_gap_days": 6,
     "median_filings": 64,
     "median_latency_days": 4,
     "name": "NYSE"
    },
    "sector": {
     "issuers": 56,
     "median_cadence_gap_days": 4,
     "median_filings": 106,
     "median_latency_days": 3,
     "name": "6211 Security Brokers, Dealers & Flotation Companies"
    }
   },
   "by_type": {
    "directors_dealings": 104,
    "prospectus": 706,
    "regulatory_filing": 33,
    "results": 61
   },
   "cadence_median_gap_days": 1,
   "filing_days": 224,
   "filings": 904,
   "latency_days": 2,
   "latest": [
    {
     "category": "6-K",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1163653/000119312526450634/d80571d6k.htm",
     "title": "6-K — FORM 6-K",
     "type": "results"
    },
    {
     "category": "424B2",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1163653/000110465926123894/tm2628732d14_424b2.htm",
     "title": "424B2 — PRICING SUPPLEMENT",
     "type": "prospectus"
    },
    {
     "category": "424B2",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1163653/000110465926123892/tm2628732d15_424b2.htm",
     "title": "424B2 — PRICING SUPPLEMENT",
     "type": "prospectus"
    },
    {
     "category": "424B2",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1163653/000110465926123749/tm2628732d13_424b2.htm",
     "title": "424B2 — PRICING SUPPLEMENT",
     "type": "prospectus"
    },
    {
     "category": "424B2",
     "date": "2026-11-05",
     "source": "https://www.sec.gov/Archives/edgar/data/1163653/000110465926123207/tm2629109d1_424b2.htm",
     "title": "424B2 — PRICING SUPPLEMENT",
     "type": "prospectus"
    }
   ],
   "latest_filing_date": "2026-11-06",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/NMR",
   "window": {
    "from": "2025-11-08",
    "to": "2026-11-08"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NYSE"
   },
   "isin": {
    "read_by": "SEC Fails-to-Deliver data (CUSIP for the symbol) · ISIN = US + CUSIP + ISO 6166 check digit",
    "read_date": "2026-09-30",
    "read_date_basis": "last_seen",
    "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data",
    "state": "sourced",
    "value": "US65535H2085"
   },
   "jurisdiction": {
    "read_by": "EDGAR submissions API (issuer header as filed) (stateOfIncorporation)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001163653.json",
    "state": "sourced",
    "value": "Japan"
   },
   "lei": {
    "read_by": "GLEIF ISIN-to-LEI mapping file (daily), LEI by exact ISIN",
    "read_date": "2026-11-08",
    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN US65535H2085)",
    "state": "sourced",
    "value": "549300B3CEAHYG7K8164"
   },
   "name": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001163653.json",
    "state": "sourced",
    "value": "NOMURA HOLDINGS INC"
   },
   "sector": {
    "read_by": "EDGAR submissions API (issuer header as filed) (SIC code as assigned by the SEC)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001163653.json",
    "state": "sourced",
    "value": "6211 Security Brokers, Dealers & Flotation Companies"
   },
   "security_type": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001163653.json",
    "state": "sourced",
    "value": "Non-operating entity type (other)"
   },
   "segment": {
    "market": "US",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NMR"
   },
   "website": {
    "market": "US",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": [],
   "domicile_change": {
    "market": "US",
    "reason": "EDGAR states no dated change of state of incorporation on a filing line",
    "state": "not_on_record"
   },
   "listing": [
    {
     "date": "2025-10-24",
     "source": "https://www.sec.gov/Archives/edgar/data/1163653/000110465925101894/tm2527729d21_8a12b.htm",
     "title": "8-A12B — 8-A12B"
    },
    {
     "date": "2025-10-30",
     "source": "https://www.sec.gov/Archives/edgar/data/1163653/000087666125000813/NMR30103025.pdf",
     "title": "CERT — NYSE CERTIFICATION"
    }
   ],
   "name_change": [],
   "segment_move": {
    "market": "US",
    "reason": "the exchanges' tier transfers are not EDGAR filings",
    "state": "not_on_record"
   }
  },
  "market": "US",
  "node": "us-cm-kg",
  "numbers_hash": "sha256:4399855bf153c2076498b460275c19e39adbe52d525f54524be78cd9c1bf0152",
  "open_research": {
   "read_date": "2026-11-11",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [],
   "determinable": false,
   "read": {
    "chapter": "https://mcp.us-cm-kg.ai/book/aio.json",
    "door": "https://mcp.us-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1",
   "section": "us.aio.v8"
  },
  "record": {
   "as_of": "2026-11-08",
   "url": "https://mcp.us-cm-kg.ai/record/NYSE/NMR",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:4399855bf153c2076498b460275c19e39adbe52d525f54524be78cd9c1bf0152",
 "path": "/us/NYSE/NMR",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is NOMURA HOLDINGS INC, listed on the NYSE under ticker NMR, with ISIN US65535H2085 and LEI 549300B3CEAHYG7K8164. Its security type is recorded as non-operating entity type (other), its segment is not on the record, its sector is 6211 Security Brokers, Dealers & Flotation Companies, and its jurisdiction is Japan. Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 904 filings in the window 2025-11-08 to 2026-11-08, across 224 filing days. The median gap between filing days is 1 day. The latest filing is a results filing dated 2026-11-06, 2 days before the record date of 2026-11-08. The exchange median gap is 6.0 days and the sector median gap is 4.0 days. The exchange median latency is 4.0 days and the sector median latency is 3 days. The exchange median filings are 64.0 and the sector median filings are 106.0.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The record holds two listing lines, dated 2025-10-24 and 2025-10-30. It holds no delisting and no name change. The domicile change is not on the record, and the segment move is not on the record. The halt flag reads listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The orderability outcome cannot be determined, because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "The issuer's investor-relations page names 8 research houses: BofA Securities Japan Co., Ltd.; Daiwa Securities Co., Ltd.; JPMorgan Securities Japan Co., Ltd.; Morgan Stanley MUFG Securities Co., Ltd.; SBI SECURITIES Co., Ltd.; SMBC Nikko Securities Inc.; Tokai Tokyo Intelligence Laboratory Co., Ltd.; and UBS Securities Japan Co., Ltd.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found on the record.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The vintage is sealed. The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The earliest sealed date of the market is 2021-01-04, and the live record began on 2026-09-12.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "9 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.sec.gov/files/company_tickers_exchange.json"
  },
  {
   "for": "identity.isin",
   "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://data.sec.gov/submissions/CIK0001163653.json"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/NMR"
  },
  {
   "for": "the halt flag",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.us-cm-kg.ai/book/aio.json"
  },
  {
   "for": "coverage",
   "source": "https://www.nomuraholdings.com/en/investor/shareholders/analyst.html"
  },
  {
   "for": "the record",
   "source": "https://mcp.us-cm-kg.ai/record/NYSE/NMR"
  }
 ],
 "title": "NOMURA HOLDINGS INC (NMR) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}