The page is the record's research on the issuer — no analyst, no rating, no view. # Nu Holdings Ltd. (NYSE: NU) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Nu Holdings Ltd., listed on the NYSE under ticker NU, with ISIN USG6683N1030 and LEI 549300S0ZVVPNQ3UWR79. The security type is Non-operating entity type (other). The segment is not on the record. The sector is 6199 Finance Services and the jurisdiction is the Cayman Islands. The issuer is listed and not halted. ## The disclosure read The record holds 99 filings in the twelve months from 2025-11-08 to 2026-11-08, across 44 filing days. The filings are 48 directors' dealings, 19 regulatory filings and 32 results. The median gap between filing days is 5 days. The latest filing is dated 2026-10-27, is of type directors_dealings, and is 12 days before the record date of 2026-11-08. The NYSE median cadence gap is 6.0 days across 3256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The 6199 Finance Services sector median cadence gap is 5.0 days across 184 issuers, with a median of 61.5 filings and a median latency of 4.0 days. The issuer's 99 filings are above the NYSE median of 64.0 and above the sector median of 61.5. ## Auditor The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read, and the count is 0. ## Open research No openly published research notes were found on the record, and the count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001691493.json (identity.jurisdiction) - https://api.gleif.org/api/v1/lei-records/549300S0ZVVPNQ3UWR79 (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/NU (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/NU (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/NU · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp