The page is the record's research on the issuer — no analyst, no rating, no view. # NOVARTIS AG (NYSE: NVS) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is NOVARTIS AG, listed on NYSE under ticker NVS, with ISIN US66987V1098 and LEI 5493007HIVTX6SY6XD66. Its security type is recorded as Non-operating entity type (other), its segment is not on the record, its sector is 2834 Pharmaceutical Preparations, and its jurisdiction is Switzerland. Its listing status is listed, not halted. ## The disclosure read The record holds 29 filings across 20 filing days in the window 2025-11-08 to 2026-11-08, comprising 2 prospectus, 14 regulatory filing and 13 results filings. The median gap between filing days is 5 days, against a NYSE median of 6.0 days and a sector median of 6.0 days. The latest filing is a regulatory filing dated 2026-10-28, 11 days before the record date of 2026-11-08. Median latency is 4.0 days on NYSE and 4.0 days in the sector, against the issuer's latest filing lag of 11 days. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines, and no domicile change is on the record. A segment move is not on the record. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read, so the count is 0. ## Open research No openly published research notes were found, so the count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The vintage is sealed for the issuer's years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001114448.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/NVS (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/NVS (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/NVS · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp