The page is the record's research on the issuer — no analyst, no rating, no view. # Brookfield Oaktree Holdings, LLC (NYSE: OAK-PA) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Brookfield Oaktree Holdings, LLC, listed on NYSE under ticker OAK-PA. The ISIN is not on the record; the LEI is 254900T1ODNFOK2L6090, and the LEI carries several US ISINs: US6740011027, US6740012017, US6740013007 and US6740014096. The security type is Corporate, the sector is 6282 Investment Advice, and the jurisdiction is United States, Delaware. The segment is not on the record. The issuer is listed and not halted. ## The disclosure read The record holds 17 filings in the window 2025-11-08 to 2026-11-08, across 12 filing days. The median gap between filing days is 11 days. The latest filing is dated 2026-08-17, a regulatory filing, 83 days before the record date of 2026-11-08. The NYSE median cadence gap is 6.0 days and the NYSE median latency is 4.0 days, across 3256 issuers. The sector median cadence gap is 5.0 days and the sector median latency is 3 days, across 65 issuers. ## Auditor The auditor of record is Ernst & Young LLP, Los Angeles, California. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable: the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations page. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The vintage is sealed. The sealed years holding the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://data.sec.gov/submissions/CIK0001403528.json (identity.jurisdiction) - https://api.gleif.org/api/v1/lei-records/254900T1ODNFOK2L6090 (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/OAK-PA (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/1403528/000140352826000006/oak-20251231.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/OAK-PA (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/OAK-PA · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp