The page is the record's research on the issuer — no analyst, no rating, no view. # Brookfield Oaktree Holdings, LLC (NYSE: OAK-PB) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Brookfield Oaktree Holdings, LLC, listed on NYSE under ticker OAK-PB. The LEI is 254900T1ODNFOK2L6090. The ISIN is not on the record; the LEI carries several US ISINs: US6740011027, US6740012017, US6740013007 and US6740014096. The security type is Corporate. The segment is not on the record. The sector is 6282 Investment Advice. The jurisdiction is United States, Delaware. The listing status is listed, not halted. ## The disclosure read The record holds 17 filings in the twelve months from 2025-11-08 to 2026-11-08, across 12 filing days. The median gap between filing days is 11 days. The latest filing is dated 2026-08-17, a regulatory filing, 83 days before the record date of 2026-11-08. The exchange median cadence gap is 6.0 days across 3256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The sector median cadence gap is 5.0 days across 65 issuers, with a median of 79 filings and a median latency of 3 days. The filings by type are: 8 directors' dealings, 4 results, 2 corporate news, 2 regulatory filings and 1 takeover. ## Auditor The auditor of record is Ernst & Young LLP, located in Los Angeles, California. The record shows no auditor changes. ## Events and halts The record shows no listing, delisting or name change events. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations page. ## Open research No openly published research notes were found. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The earliest sealed date of the market is 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://data.sec.gov/submissions/CIK0001403528.json (identity.jurisdiction) - https://api.gleif.org/api/v1/lei-records/254900T1ODNFOK2L6090 (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/OAK-PB (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/1403528/000140352826000006/oak-20251231.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/OAK-PB (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/OAK-PB · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp