OPPENHEIMER HOLDINGS INC (OPY) — research page
US · us-cm-kg/NYSE/OPY · as of 2026-11-08
Identity and listing
The issuer is OPPENHEIMER HOLDINGS INC, listed on the NYSE under ticker OPY, with ISIN US6837971042. The LEI is not on the record, as no GLEIF record with the exact legal name in jurisdiction US-DE exists. Its security type is Corporate, its segment is not on the record, its sector is 6211 Security Brokers, Dealers & Flotation Companies, and its jurisdiction is United States, Delaware. The listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | OPPENHEIMER HOLDINGS INC | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | OPY | source · 2026-11-08 |
| ISIN | US6837971042 | source · 2026-09-22 |
| LEI | not on the record | |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6211 Security Brokers, Dealers & Flotation Companies | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 38 filings in the twelve months from 2025-11-08 to 2026-11-08, across 21 filing days. The filings comprise 3 agm_egm, 6 corporate_news, 18 directors_dealings, 3 regulatory_filing and 8 results. The median gap between filing days is 5.0 days. The latest filing is dated 2026-11-02 and is of type corporate_news, 6 days before the record date. The NYSE median cadence gap is 6.0 days across 3256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The 6211 sector median cadence gap is 4.0 days across 56 issuers, with a median of 106.0 filings and a median latency of 3 days.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 38 | 5 | 6 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 6211 Security Brokers, Dealers & Flotation Companies (56 issuers) | 106 | 4 | 3 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-02 | corporate_news | 8-K | 8-K — 8-K (items 7.01,9.01) |
| 2026-10-30 | results | 8-K | 8-K — 8-K (items 2.02,9.01) |
| 2026-10-30 | results | 10-Q | 10-Q — 10-Q |
| 2026-08-03 | corporate_news | 8-K | 8-K — 8-K (items 7.01,9.01) |
| 2026-07-31 | results | 10-Q | 10-Q — 10-Q |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is Deloitte & Touche LLP, located in New York, New York. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's own investor-relations page, and the count is 0.
Open research
No openly published research notes were found on the record, and the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed filings for the issuer in the years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0000791963.json (identity.jurisdiction)
- 10.4
- https://mcp.us-cm-kg.ai/events/NYSE/OPY (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://www.sec.gov/Archives/edgar/data/791963/000162828026012313/opy-20251231.htm (the auditor)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/OPY (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US6837971042"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:6f267c26fd2f371b.