The page is the record's research on the issuer — no analyst, no rating, no view.

# FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC (NYSE: PFD) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC, listed on the NYSE under ticker PFD, with ISIN US3384801060 and LEI 254900LXRIT34GQY5I69. Its security type is Non-operating entity type (other). Its segment and sector are not on the record. Its jurisdiction is United States, Maryland, and it is listed and not halted.

## The disclosure read

The record holds 12 filings and 12 filing days in the window 2025-11-08 to 2026-11-08, of which 1 is an agm_egm, 1 a directors_dealings and 10 regulatory_filing. The median gap between filing days is 17 days. The latest filing is a regulatory_filing dated 2026-10-28, 11 days before the record date of 2026-11-08. The NYSE median is 6.0 days for cadence gap, 64.0 filings and 4.0 days for latency across 3256 issuers. The sector median is not on the record.

## Auditor

The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag. Its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, as the chapter's orderability section carries no client_categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.

## Coverage

No research houses were found on the investor-relations pages read, so the count is 0.

## Open research

No openly published research notes were found, so the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer is held in sealed years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000868578.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/PFD (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/PFD (the record)

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