The page is the record's research on the issuer — no analyst, no rating, no view.

# UBS AG (NYSE: PFFL) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is UBS AG, listed on the NYSE under ticker PFFL, with ISIN US90274E1745 and LEI BFM8T61CT2L1QCEMIK50. The security type on the record is Non-operating entity type (other). The segment is not on the record. The sector is 6021 National Commercial Banks and the jurisdiction is Switzerland. The listing status is listed, not halted.

## The disclosure read

The record holds 13914 filings in the twelve months to 2026-11-08, across 246 filing days. The filings are 13765 prospectus, 101 regulatory filing, 47 results and 1 halt suspension. The median gap between filing days is 1 day. The latest filing is a prospectus dated 2026-11-06, 2 days before the record date. The NYSE median cadence gap is 6.0 days, the NYSE median of filings is 64.0, and the NYSE median latency is 4.0 days. The sector median cadence gap is 4 days, the sector median of filings is 137, and the sector median latency is 2 days.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds no auditor changes.

## Events and halts

The lifecycle lines on the record are one delisting dated 2026-08-19. The record holds no listing or name change lines. The domicile change is not on the record, and the segment move is not on the record. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's investor-relations page names 19 research houses: Autonomous, Barclays, Citi, Deutsche Bank, Exane BNP Paribas, Goldman Sachs, Jefferies, J.P. Morgan, Keefe, Bruyette & Woods, Kepler Cheuvreux, Mediobanca, Morgan Stanley, Morningstar, Oddo, RBC, Redburn, Santander, Vontobel and ZKB.

## Open research

No openly published research notes are on the record. None was found.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001114446.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/PFFL (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html (coverage)
- https://mcp.us-cm-kg.ai/record/NYSE/PFFL (the record)

---
Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/PFFL · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp