The page is the record's research on the issuer — no analyst, no rating, no view. # PennantPark Floating Rate Capital Ltd. (NYSE: PFLA) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is PennantPark Floating Rate Capital Ltd., listed on the NYSE under ticker PFLA, with ISIN US70806A2050 and LEI 529900BH3IP6381K4L72. Its security type is Corporate. Its segment, sector and jurisdiction are not on the record. Its listing status is listed, not halted. ## The disclosure read The record holds 50 filings in the window 2025-11-08 to 2026-11-08, across 35 filing days. The median gap between filing days is 5.0 days. The latest filing is dated 2026-11-03, is of type corporate news, and falls 5 days before the record date of 2026-11-08. The NYSE median cadence gap is 6.0 days across 3256 issuers, the NYSE median filings count is 64.0, and the NYSE median latency is 4.0 days. The sector median for the US market is not on the record. ## Auditor The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds listing lines dated 2026-06-01 and 2026-06-02. It holds no delisting and no name change. The domicile change is not on the record, and the segment move is not on the record. The halt flag reads listed, not halted. ## Orderability The orderability outcome cannot be determined, because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read, so the count is 0. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://data.sec.gov/submissions/CIK0001504619.json (identity.name) - https://mcp.us-cm-kg.ai/events/NYSE/PFLA (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/PFLA (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/PFLA · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp