The page is the record's research on the issuer — no analyst, no rating, no view. # PIPER SANDLER COMPANIES (NYSE: PIPR) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is PIPER SANDLER COMPANIES, listed on NYSE under ticker PIPR. Its ISIN is US7240782091 and its LEI is QUQDBTUSOAKFEVMRMF78. Its security type is Corporate, its segment is not on the record, its sector is 6211 Security Brokers, Dealers & Flotation Companies, and its jurisdiction is United States, Delaware. Its listing status is listed, not halted. ## The disclosure read The record holds 101 filings in the twelve months to 2026-11-08, across 45 filing days. The median gap between filing days is 5.0 days, against an exchange median of 6.0 days across 3256 issuers and a sector median of 4.0 days across 56 issuers. The latest filing is dated 2026-11-05 and is of type results, 3 days before the record date. Its latency is 3 days, against an exchange median of 4.0 days and a sector median of 3 days. The filings by type are 72 directors' dealings, 14 regulatory filings, 8 results, 4 AGM or EGM filings, 2 director changes and 1 corporate news item. The exchange median filing count is 64.0 and the sector median is 106.0. ## Auditor The auditor of record is Ernst & Young LLP, located in Minneapolis, Minnesota. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's own investor-relations page. The count is 0. ## Open research No openly published research notes were found. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The vintage is sealed. Sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 9 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin) - https://data.sec.gov/submissions/CIK0001230245.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/PIPR (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/1230245/000123024526000013/pipr-20251231.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/PIPR (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/PIPR · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp