The page is the record's research on the issuer — no analyst, no rating, no view. # PROSPECT CAPITAL CORP (NYSE: PSEC-PA) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is PROSPECT CAPITAL CORP, listed on the NYSE under the ticker PSEC-PA. The ISIN is not on the record; several US ISINs are carried on the LEI 549300FSD8T39P5Q0O47. The security type is Corporate, the segment is not on the record, the sector is not on the record, and the jurisdiction is United States, Maryland. The listing status is listed, not halted. ## The disclosure read The record holds 168 filings in the window 2025-11-08 to 2026-11-08, across 111 filing days. The median gap between filing days is 3.0 days. The latest filing is dated 2026-11-05 and is of type corporate_news, which is 3 days before the record date of 2026-11-08. The NYSE median cadence gap is 6.0 days across 3256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. Sector peer figures are not on the record for the US market. The filings by type are: prospectus 85, regulatory_filing 49, directors_dealings 7, agm_egm 14, results 9, corporate_news 3, and halt_suspension 1. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. No auditor changes are on the record. ## Events and halts No listing, delisting or name change lines are on the record. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt status is listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. The count is 0. ## Open research No openly published research notes were found on the record. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://data.sec.gov/submissions/CIK0001287032.json (identity.jurisdiction) - https://api.gleif.org/api/v1/lei-records/549300FSD8T39P5Q0O47 (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/PSEC-PA (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/PSEC-PA (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/PSEC-PA · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp