RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) — research page
US · us-cm-kg/NYSE/RIV · as of 2026-11-08
Identity and listing
The issuer is RIVERNORTH OPPORTUNITIES FUND, INC., listed on the NYSE under ticker RIV, with ISIN US76881Y1091 and LEI 5493001RICR0OU8TM159. Its security type is Non-operating entity type (other). Segment and sector are not on the record. Jurisdiction is United States, Maryland. Status: listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | RIVERNORTH OPPORTUNITIES FUND, INC. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | RIV | source · 2026-11-08 |
| ISIN | US76881Y1091 | source · 2026-10-05 |
| LEI | 5493001RICR0OU8TM159 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 30 filings across 23 filing days in the window 2025-11-08 to 2026-11-08. Filings by type are: agm_egm 1, corporate_news 1, directors_dealings 5, prospectus 2, regulatory_filing 21. The median gap between filing days is 6.0 days. The latest filing is dated 2026-10-09 and is of type regulatory_filing, 30 days before the record date 2026-11-08. The NYSE exchange median cadence gap is 6.0 days, its median filings are 64.0, and its median latency is 4.0 days, across 3256 issuers. Sector peer figures are not on the record for this market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 30 | 6 | 30 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-09 | regulatory_filing | SCHEDULE 13G | SCHEDULE 13G |
| 2026-10-09 | regulatory_filing | SCHEDULE 13G | SCHEDULE 13G |
| 2026-10-05 | directors_dealings | 4 | 4 |
| 2026-10-05 | directors_dealings | 4 | 4 |
| 2026-10-05 | directors_dealings | 4 | 4 |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is: listed, not halted.
Orderability
The outcome is not determinable. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read. The count is 0.
Open research
No openly published research notes were found. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with earliest sealed date 2021-01-04. The live record began 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001501072.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/RIV (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/RIV (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US76881Y1091"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:8abddb97140d46de.