The page is the record's research on the issuer — no analyst, no rating, no view. # RIVERNORTH OPPORTUNITIES FUND, INC. (NYSE: RIV-PA) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is RIVERNORTH OPPORTUNITIES FUND, INC., listed on the NYSE under ticker RIV-PA. The LEI is 5493001RICR0OU8TM159. The ISIN is not on the record; several US ISINs are carried on the LEI: US76881Y1091, US76881Y1828 and US76881Y2081. The security type is Non-operating entity type (other). The segment and sector are not on the record. The jurisdiction is United States, Maryland. The issuer is listed and not halted. ## The disclosure read The record holds 30 filings in the twelve months to 2026-11-08, across 23 filing days. The filings are 21 regulatory filings, 5 directors' dealings, 2 prospectuses, 1 AGM/EGM filing and 1 corporate news item. The median gap between filing days is 6.0 days. The latest filing is dated 2026-10-09 and is a regulatory filing, 30 days before the record date. The NYSE median cadence gap is 6.0 days across 3256 issuers, the NYSE median filings count is 64.0, and the NYSE median latency is 4.0 days. The sector median is not on the record for this market. ## Auditor The auditor of record is not on the record, because the latest annual report cover carries no AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record. The segment move is not on the record. The halt flag shows the issuer as listed and not halted. ## Orderability The outcome is not determinable because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations page. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://data.sec.gov/submissions/CIK0001501072.json (identity.jurisdiction) - https://api.gleif.org/api/v1/lei-records/5493001RICR0OU8TM159 (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/RIV-PA (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/RIV-PA (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/RIV-PA · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp