The page is the record's research on the issuer — no analyst, no rating, no view.

# ROYCE MICRO-CAP TRUST, INC. (NYSE: RMT) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is ROYCE MICRO-CAP TRUST, INC., listed on NYSE under ticker RMT, with ISIN US7809151043 and LEI 254900D3WFIV4SD8EF19. Its security type is non-operating entity type (other). Its segment is not on the record and its sector is not on the record. Its jurisdiction is United States, Maryland. Its listing status is listed, not halted.

## The disclosure read

The record holds 20 filings on 20 filing days in the twelve months to 2026-11-08, of which 6 are directors' dealings, 13 are regulatory filings and 1 is an AGM/EGM filing. The median gap between filing days is 12 days. The latest filing is a directors' dealings filing dated 2026-10-01, which is 38 days before the record date. On NYSE the record holds 3,256 issuers with a median of 64.0 filings, a median cadence gap of 6.0 days and a median latency of 4.0 days, and the issuer's 20 filings are below that median. The sector median is not on the record for this market.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and the auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read, and the count is 0.

## Open research

No openly published research notes were found, and the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000912147.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/RMT (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/RMT (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/RMT · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
