The page is the record's research on the issuer — no analyst, no rating, no view.

# ROYCE SMALL-CAP TRUST, INC. (NYSE: RVT) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is ROYCE SMALL-CAP TRUST, INC., listed on the NYSE under ticker RVT, with ISIN US7809101055 and LEI 254900NJE1W1YYKNVM16. Its security type is non-operating entity type (other), and its jurisdiction is United States, Maryland. Segment and sector are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 16 filings in the twelve months to 2026-11-08, on 16 filing days, comprising 1 agm_egm, 4 directors_dealings and 11 regulatory_filing. The median gap between filing days is 14 days. The latest filing is dated 2026-09-30 and is of type directors_dealings, 39 days before the record date. The NYSE median is 6.0 days for cadence and 4.0 days for latency, with a median of 64.0 filings per issuer across 3256 issuers. Sector peer figures are not on the record for the US market.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting, name change or segment move lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line, and the segment move is not on the record because exchange tier transfers are not EDGAR filings. The issuer is listed, not halted.

## Orderability

The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of 2026-11-04, because the chapter's orderability section carries no client_categories and so the outcome cannot name its client category.

## Coverage

No research houses were found on the issuer's investor-relations pages read, and the count is 0.

## Open research

No openly published research notes were found on the record, and the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed, with sealed years for the issuer of 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000804116.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/RVT (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/RVT (the record)

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