{
 "as_of": "2026-11-08",
 "cmr": "us-cm-kg/NYSE/SAJ",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# SARATOGA INVESTMENT CORP. (NYSE: SAJ) — research page\n\nAs of 2026-11-08 · us-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is SARATOGA INVESTMENT CORP., listed on the NYSE under ticker SAJ, with ISIN US80349A8852 and LEI 54930023WJCWPAGSWE41. Its security type is Corporate, its jurisdiction is United States — Maryland, and its segment and sector are not on the record. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 60 filings in the window 2025-11-08 to 2026-11-08, across 34 filing days. The median gap between filing days is 7 days, against a NYSE median of 6.0 days across 3256 issuers. The latest filing is dated 2026-11-05 and is of type regulatory_filing, 3 days before the record date. The median filings for NYSE issuers is 64.0 and the median latency is 4.0 days. The sector peer figures are not on the record for this market.\n\n## Auditor\n\nThe auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. Its location is not on the record, and no auditor changes are on the record.\n\n## Events and halts\n\nThe record holds a delisting on 2026-09-18, listings on 2026-02-06, 2026-02-09, 2026-08-26 and 2026-08-26, and no name change. The domicile change is not on the record, and the segment move is not on the record. The halt flag is listed, not halted.\n\n## Orderability\n\nThe orderability outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.\n\n## Coverage\n\nNo research houses were found on the investor-relations pages read, and the count is 0.\n\n## Open research\n\nNo openly published research notes were found on the record, and the count is 0.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)\n- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)\n- https://data.sec.gov/submissions/CIK0001377936.json (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.us-cm-kg.ai/events/NYSE/SAJ (the disclosure lines)\n- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)\n- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.us-cm-kg.ai/record/NYSE/SAJ (the record)\n",
 "market": "US",
 "node": "us-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "live_record_began": "2026-09-12",
   "node_history_from": "2021-01-04",
   "node_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "record_version": 1,
   "sealed": true
  },
  "auditor": {
   "auditor": {
    "market": "US",
    "reason": "no dei:AuditorName tag on the latest annual report cover (foreign private issuers and older filings carry none)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "US",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "US",
    "state": "not_on_record"
   },
   "changes": []
  },
  "cmr": "us-cm-kg/NYSE/SAJ",
  "coverage": {
   "count": 0,
   "houses": [],
   "pages_checked": [
    {
     "page": "https://ir.saratogainvestmentcorp.com/stock-informations",
     "result": "not readable by this rail (403)"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-11",
   "since": null,
   "state": "none_found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 3256,
     "median_cadence_gap_days": 6,
     "median_filings": 64,
     "median_latency_days": 4,
     "name": "NYSE"
    },
    "sector": {
     "market": "US",
     "state": "not_on_record"
    }
   },
   "by_type": {
    "agm_egm": 2,
    "corporate_news": 9,
    "director_change": 2,
    "directors_dealings": 10,
    "halt_suspension": 1,
    "prospectus": 7,
    "regulatory_filing": 21,
    "results": 8
   },
   "cadence_median_gap_days": 7,
   "filing_days": 34,
   "filings": 60,
   "latency_days": 3,
   "latest": [
    {
     "category": "N-14 8C",
     "date": "2026-11-05",
     "source": "https://www.sec.gov/Archives/edgar/data/1377936/000121390026116056/ea0309848-01_n148c.htm",
     "title": "N-14 8C — N-14 8C",
     "type": "regulatory_filing"
    },
    {
     "category": "3",
     "date": "2026-11-02",
     "source": "https://www.sec.gov/Archives/edgar/data/1377936/000121390026114931/xslF345X06/ownership.xml",
     "title": "3",
     "type": "directors_dealings"
    },
    {
     "category": "3",
     "date": "2026-11-02",
     "source": "https://www.sec.gov/Archives/edgar/data/1377936/000121390026114929/xslF345X06/ownership.xml",
     "title": "3",
     "type": "directors_dealings"
    },
    {
     "category": "N-23C-2",
     "date": "2026-10-28",
     "source": "https://www.sec.gov/Archives/edgar/data/1377936/000121390026113298/ea0309755-01_n23c2.htm",
     "title": "N-23C-2 — N-23C-2",
     "type": "regulatory_filing"
    },
    {
     "category": "4",
     "date": "2026-10-13",
     "source": "https://www.sec.gov/Archives/edgar/data/1377936/000121390026108753/xslF345X06/ownership.xml",
     "title": "4",
     "type": "directors_dealings"
    }
   ],
   "latest_filing_date": "2026-11-05",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/SAJ",
   "window": {
    "from": "2025-11-08",
    "to": "2026-11-08"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NYSE"
   },
   "isin": {
    "read_by": "SEC Fails-to-Deliver data (CUSIP for the symbol) · ISIN = US + CUSIP + ISO 6166 check digit",
    "read_date": "2026-10-14",
    "read_date_basis": "last_seen",
    "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data",
    "state": "sourced",
    "value": "US80349A8852"
   },
   "jurisdiction": {
    "read_by": "EDGAR submissions API (issuer header as filed) (stateOfIncorporation)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001377936.json",
    "state": "sourced",
    "value": "United States — Maryland"
   },
   "lei": {
    "read_by": "GLEIF ISIN-to-LEI mapping file (daily), LEI by exact ISIN",
    "read_date": "2026-11-08",
    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN US80349A8852)",
    "state": "sourced",
    "value": "54930023WJCWPAGSWE41"
   },
   "name": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001377936.json",
    "state": "sourced",
    "value": "SARATOGA INVESTMENT CORP."
   },
   "sector": {
    "market": "US",
    "state": "not_on_record"
   },
   "security_type": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001377936.json",
    "state": "sourced",
    "value": "Corporate"
   },
   "segment": {
    "market": "US",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "SAJ"
   },
   "website": {
    "market": "US",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": [
    {
     "date": "2026-09-18",
     "source": "https://www.sec.gov/Archives/edgar/data/1377936/000087666126000772/xslF25X02/primary_doc.xml",
     "title": "25-NSE"
    }
   ],
   "domicile_change": {
    "market": "US",
    "reason": "EDGAR states no dated change of state of incorporation on a filing line",
    "state": "not_on_record"
   },
   "listing": [
    {
     "date": "2026-02-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1377936/000121390026013325/ea0275815-8a12b_saratoga.htm",
     "title": "8-A12B — FOR REGISTRATION OF CERTAIN CLASSES"
    },
    {
     "date": "2026-02-09",
     "source": "https://www.sec.gov/Archives/edgar/data/1377936/000087666126000104/SAV020926.pdf",
     "title": "CERT — NYSE CERTIFICATION"
    },
    {
     "date": "2026-08-26",
     "source": "https://www.sec.gov/Archives/edgar/data/1377936/000087666126000710/SAX082626.pdf",
     "title": "CERT — NYSE CERTIFICATION"
    },
    {
     "date": "2026-08-26",
     "source": "https://www.sec.gov/Archives/edgar/data/1377936/000121390026093823/ea0303350-8a12b_saratoga.htm",
     "title": "8-A12B — FOR REGISTRATION OF CERTAIN CLASSES"
    }
   ],
   "name_change": [],
   "segment_move": {
    "market": "US",
    "reason": "the exchanges' tier transfers are not EDGAR filings",
    "state": "not_on_record"
   }
  },
  "market": "US",
  "node": "us-cm-kg",
  "numbers_hash": "sha256:66b34e1184b063c19f19486cbbf9636c82f4d8d960ac09f4d55b5186e4e54e61",
  "open_research": {
   "read_date": "2026-11-11",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [],
   "determinable": false,
   "read": {
    "chapter": "https://mcp.us-cm-kg.ai/book/aio.json",
    "door": "https://mcp.us-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1",
   "section": "us.aio.v8"
  },
  "record": {
   "as_of": "2026-11-08",
   "url": "https://mcp.us-cm-kg.ai/record/NYSE/SAJ",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:66b34e1184b063c19f19486cbbf9636c82f4d8d960ac09f4d55b5186e4e54e61",
 "path": "/us/NYSE/SAJ",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is SARATOGA INVESTMENT CORP., listed on the NYSE under ticker SAJ, with ISIN US80349A8852 and LEI 54930023WJCWPAGSWE41. Its security type is Corporate, its jurisdiction is United States — Maryland, and its segment and sector are not on the record. Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 60 filings in the window 2025-11-08 to 2026-11-08, across 34 filing days. The median gap between filing days is 7 days, against a NYSE median of 6.0 days across 3256 issuers. The latest filing is dated 2026-11-05 and is of type regulatory_filing, 3 days before the record date. The median filings for NYSE issuers is 64.0 and the median latency is 4.0 days. The sector peer figures are not on the record for this market.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. Its location is not on the record, and no auditor changes are on the record.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The record holds a delisting on 2026-09-18, listings on 2026-02-06, 2026-02-09, 2026-08-26 and 2026-08-26, and no name change. The domicile change is not on the record, and the segment move is not on the record. The halt flag is listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The orderability outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "No research houses were found on the investor-relations pages read, and the count is 0.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found on the record, and the count is 0.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.sec.gov/files/company_tickers_exchange.json"
  },
  {
   "for": "identity.isin",
   "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://data.sec.gov/submissions/CIK0001377936.json"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/SAJ"
  },
  {
   "for": "the halt flag",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.us-cm-kg.ai/book/aio.json"
  },
  {
   "for": "the record",
   "source": "https://mcp.us-cm-kg.ai/record/NYSE/SAJ"
  }
 ],
 "title": "SARATOGA INVESTMENT CORP. (SAJ) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}