The page is the record's research on the issuer — no analyst, no rating, no view.

# SARATOGA INVESTMENT CORP. (NYSE: SAR) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

SARATOGA INVESTMENT CORP. is listed on the NYSE under ticker SAR, ISIN US80349A2087, LEI 54930023WJCWPAGSWE41. Its security type is Corporate and its jurisdiction is United States — Maryland. Its segment and sector are not on the record. Its listing status on the record date is listed, not halted.

## The disclosure read

The record holds 60 filings across 34 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 7 days, against a NYSE median of 6.0 days. The latest filing is dated 2026-11-05 and is of type regulatory_filing, 3 days before the record date. Its latency is 3 days, against a NYSE median of 4.0 days. The sector peer figures are not on the record for the US market.

## Auditor

The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds a delisting on 2026-09-18 and listings on 2026-02-06, 2026-02-09, 2026-08-26 and 2026-08-26. It holds no name change. A domicile change is not on the record, and a segment move is not on the record. The halt flag is clear, and the issuer is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories for this issuer. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read, so the count is 0.

## Open research

No openly published research notes were found on the record, so the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed annual years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001377936.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/SAR (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/SAR (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/SAR · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp