The page is the record's research on the issuer — no analyst, no rating, no view.

# SARATOGA INVESTMENT CORP. (NYSE: SAV) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is SARATOGA INVESTMENT CORP., listed on the NYSE under ticker SAV, with ISIN US80349A8514 and LEI 54930023WJCWPAGSWE41. Its security type is Corporate, its jurisdiction is United States — Maryland, and its segment and sector are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 60 filings across 34 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 7 days, against a NYSE median of 6.0 days. The median latency is not given for the issuer's own filings, and the NYSE median latency is 4.0 days, with the issuer's latest filing 3 days before the record date. The latest filing is a regulatory_filing dated 2026-11-05, and the sector median is not on the record.

## Auditor

The auditor of record is not on the record, as the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes.

## Events and halts

The lifecycle lines on the record are a delisting dated 2026-09-18, and listings dated 2026-02-06, 2026-02-09, 2026-08-26 and 2026-08-26. No name change is on the record, the domicile change and segment move are not on the record, and the halt flag shows listed, not halted.

## Orderability

The orderability outcome is not determinable, because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page, and the count is 0.

## Open research

No openly published research notes were found on the record, and the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001377936.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/SAV (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/SAV (the record)

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