SARATOGA INVESTMENT CORP. (SAX) — research page
US · us-cm-kg/NYSE/SAX · as of 2026-11-08
Identity and listing
The issuer is SARATOGA INVESTMENT CORP., listed on the NYSE under ticker SAX. Its ISIN is US80349A8449 and its LEI is 54930023WJCWPAGSWE41. The security type is Corporate, the jurisdiction is United States — Maryland, and the segment and sector are not on the record. The listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | SARATOGA INVESTMENT CORP. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | SAX | source · 2026-11-08 |
| ISIN | US80349A8449 | source · 2026-10-14 |
| LEI | 54930023WJCWPAGSWE41 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 60 filings across 34 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 7 days, against a NYSE median of 6.0 days; the NYSE median filing count is 64.0 and the NYSE median latency is 4.0 days. The sector median is not on the record. The latest filing is a regulatory_filing dated 2026-11-05, 3 days before the record date of 2026-11-08. Filings by type: 21 regulatory_filing, 10 directors_dealings, 9 corporate_news, 8 results, 7 prospectus, 2 agm_egm, 2 director_change, and 1 halt_suspension.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 60 | 7 | 3 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | regulatory_filing | N-14 8C | N-14 8C — N-14 8C |
| 2026-11-02 | directors_dealings | 3 | 3 |
| 2026-11-02 | directors_dealings | 3 | 3 |
| 2026-10-28 | regulatory_filing | N-23C-2 | N-23C-2 — N-23C-2 |
| 2026-10-13 | directors_dealings | 4 | 4 |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record, and the record holds no auditor changes.
Events and halts
The record holds a delisting dated 2026-09-18, and listings dated 2026-02-06, 2026-02-09, 2026-08-26 and 2026-08-26. No name change is on the record. A domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. A segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag shows listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations page.
Open research
No openly published research notes were found.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The vintage is sealed. Sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001377936.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/SAX (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/SAX (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US80349A8449"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:3cb04ac0d80156a8.