The page is the record's research on the issuer — no analyst, no rating, no view. # SARATOGA INVESTMENT CORP. (NYSE: SAY) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is SARATOGA INVESTMENT CORP., listed on the NYSE under ticker SAY, with ISIN US80349A8779 and LEI 54930023WJCWPAGSWE41. Its security type is Corporate, its jurisdiction is United States — Maryland, and its segment and sector are not on the record. Its listing status is listed, not halted. ## The disclosure read The record holds 60 filings in the twelve months to 2026-11-08, across 34 filing days. The median gap between filing days is 7 days, against a median of 6.0 days for the NYSE, which holds 3256 issuers, and a median of 64.0 filings for that exchange. The latest filing is a regulatory filing dated 2026-11-05, which is 3 days before the record date, against an NYSE median latency of 4.0 days. The sector median is not on the record. ## Auditor The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes. ## Events and halts The record holds a delisting dated 2026-09-18 and listing lines dated 2026-02-06, 2026-02-09, 2026-08-26 and 2026-08-26. It holds no name change. The domicile change is not on the record, and the segment move is not on the record. The halt flag is listed, not halted. ## Orderability The outcome is not determinable for this issuer, because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read, and the count is 0. ## Open research No openly published research notes were found on the record, and the count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The sealed years that hold this issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001377936.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/SAY (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/SAY (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/SAY · public-record only · the same page signed and receipted: get_research at https://mcp.getissuer.ai/mcp