SCHWAB CHARLES CORP (SCHW-PD) — research page
US · us-cm-kg/NYSE/SCHW-PD · as of 2026-11-08
Identity and listing
The issuer is SCHWAB CHARLES CORP, listed on the NYSE under the ticker SCHW-PD. The ISIN is not on the record. The LEI is not on the record. The security type is Corporate. The segment is not on the record. The sector is 6211 Security Brokers, Dealers & Flotation Companies. The jurisdiction is United States, Delaware. The listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | SCHWAB CHARLES CORP | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | SCHW-PD | source · 2026-11-08 |
| ISIN | not on the record | |
| LEI | not on the record | |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6211 Security Brokers, Dealers & Flotation Companies | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 232 filings in the twelve months to 2026-11-08, across 106 filing days. The median gap between filing days is 1 day. The latest filing is dated 2026-11-06 and is of type results, 2 days before the record date. The NYSE median cadence gap is 6.0 days, the median filings is 64.0, and the median latency is 4.0 days across 3,256 issuers. The sector median cadence gap is 4.0 days, the median filings is 106.0, and the median latency is 3 days across 56 issuers. The filings by type are: directors_dealings 121, regulatory_filing 80, prospectus 10, corporate_news 6, agm_egm 5, results 8, ad_hoc 1, and director_change 1.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 232 | 1 | 2 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 6211 Security Brokers, Dealers & Flotation Companies (56 issuers) | 106 | 4 | 3 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-06 | results | 10-Q | 10-Q — 10-Q |
| 2026-11-05 | directors_dealings | 4 | 4 — FORM 4 |
| 2026-11-03 | regulatory_filing | 144 | 144 |
| 2026-11-03 | directors_dealings | 4 | 4 — FORM 4 |
| 2026-10-29 | regulatory_filing | 144 | 144 |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no auditor name tag. The auditor location is not on the record. The record holds no auditor changes.
Events and halts
The record holds two listing lines, both dated 2026-10-06. It holds no delisting and no name change. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record. The issuer is listed, not halted.
Orderability
The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of chapter date 2026-11-04. The chapter's orderability section carries no client categories, so the outcome cannot name its client category.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
6 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://data.sec.gov/submissions/CIK0000316709.json (identity.jurisdiction)
- 10.3
- https://mcp.us-cm-kg.ai/events/NYSE/SCHW-PD (the disclosure lines)
- 10.4
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.5
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.6
- https://mcp.us-cm-kg.ai/record/NYSE/SCHW-PD (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"ticker":"SCHW-PD","exchange":"NYSE"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:a4483c5215ac5b5f.