The page is the record's research on the issuer — no analyst, no rating, no view.

# SCHWAB CHARLES CORP (NYSE: SCHW-PJ) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is SCHWAB CHARLES CORP, listed on NYSE under ticker SCHW-PJ. The ISIN is not on the record. The LEI is not on the record. The security type is Corporate. The segment is not on the record. The sector is 6211 Security Brokers, Dealers & Flotation Companies. The jurisdiction is United States, Delaware. The listing status is listed, not halted.

## The disclosure read

The record holds 232 filings in the twelve months to 2026-11-08, across 106 filing days. The median gap between filing days is 1 day. The latest filing is dated 2026-11-06, two days before the record date, and is of type results. On NYSE the median cadence gap is 6.0 days, the median filings count is 64.0, and the median latency is 4.0 days. In the sector 6211 Security Brokers, Dealers & Flotation Companies, the median cadence gap is 4.0 days, the median filings count is 106.0, and the median latency is 3 days.

## Auditor

The auditor is not on the record. The record carries no auditor name tag on the latest annual report cover, and the auditor location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds two listing lines, both dated 2026-10-06. It holds no delisting, no name change, and no dated domicile change; the domicile change is not on the record. The segment move is not on the record. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found. The count on the record is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed. The issuer is held in sealed years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

6 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://data.sec.gov/submissions/CIK0000316709.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NYSE/SCHW-PJ (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/SCHW-PJ (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/SCHW-PJ · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
