The page is the record's research on the issuer — no analyst, no rating, no view. # SCHWAB CHARLES CORP (NYSE: SCHW) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is SCHWAB CHARLES CORP, listed on the NYSE under ticker SCHW, with ISIN US8085131055 and LEI 549300VSGCJ7E698NM85. Its security type is Corporate and its segment is not on the record. Its sector is 6211 Security Brokers, Dealers & Flotation Companies and its jurisdiction is United States — Delaware. Its listing status is listed, not halted. ## The disclosure read The record holds 232 filings in the twelve months to 2026-11-08, on 106 filing days. The median gap between filing days is 1 day. The latest filing is dated 2026-11-06, two days before the record date, and its type is results. The exchange median cadence gap is 6.0 days, with a median of 64.0 filings and a median latency of 4.0 days. The sector median cadence gap is 4.0 days, with a median of 106.0 filings and a median latency of 3 days. ## Auditor The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The lifecycle lines on the record are listings dated 2026-10-06 (two entries). The record holds no delisting, name change, domicile change or segment move; the domicile change and segment move are not on the record. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. The count is 0. ## Open research No openly published research notes were found on the record. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0000316709.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/SCHW (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/SCHW (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/SCHW · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp