The page is the record's research on the issuer — no analyst, no rating, no view.

# Stellus Capital Investment Corp (NYSE: SCM) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

Stellus Capital Investment Corp is listed on NYSE under ticker SCM, with ISIN US8585681088 and LEI 5493001DZV6QC1KUSC43. Its security type is Corporate, its jurisdiction is United States, Maryland, and its segment and sector are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 23 filings across 20 filing days in the window 2025-11-08 to 2026-11-08. Of these, 5 are agm_egm, 3 are corporate_news, 5 are directors_dealings, 5 are regulatory_filing and 5 are results. The median gap between filing days is 12 days, against a NYSE median of 6.0 days across 3256 issuers. The latest filing is dated 2026-10-14 and is a regulatory_filing, 25 days before the record date of 2026-11-08, against a NYSE median latency of 4.0 days. The NYSE median filing count is 64.0. The sector peer median is not on the record.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client_categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001551901.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/SCM (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/SCM (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/SCM · public-record only · the same page signed and receipted: get_research at https://mcp.getissuer.ai/mcp
