The page is the record's research on the issuer — no analyst, no rating, no view. # STIFEL FINANCIAL CORP (NYSE: SF-PC) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is STIFEL FINANCIAL CORP, listed on the NYSE under ticker SF-PC. The ISIN is not on the record; several US ISINs are carried on the LEI 549300E5F07FE5GHJX84. Its security type is Corporate, its segment is not on the record, its sector is 6211 Security Brokers, Dealers & Flotation Companies, and its jurisdiction is United States, Delaware. Its listing status is listed, not halted. ## The disclosure read The record holds 106 filings in the twelve months to 2026-11-08, across 48 filing days. The median gap between filing days is 5 days. The latest filing is dated 2026-11-04, is of type results, and falls 4 days before the record date. The NYSE median cadence gap is 6.0 days across 3256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The sector median cadence gap is 4.0 days across 56 issuers, with a median of 106.0 filings and a median latency of 3 days. ## Auditor The auditor of record is not on the record, because the latest annual report cover carries no auditor name tag, and its location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag shows listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and so cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations page as read. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://data.sec.gov/submissions/CIK0000720672.json (identity.jurisdiction) - https://api.gleif.org/api/v1/lei-records/549300E5F07FE5GHJX84 (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/SF-PC (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/SF-PC (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/SF-PC · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp