The page is the record's research on the issuer — no analyst, no rating, no view.

# STIFEL FINANCIAL CORP (NYSE: SFB) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is STIFEL FINANCIAL CORP, listed on NYSE under ticker SFB, ISIN US8606306079, LEI 549300E5F07FE5GHJX84. Its security type is Corporate, its segment is not on the record, its sector is 6211 Security Brokers, Dealers & Flotation Companies, and its jurisdiction is United States — Delaware. Its listing status is listed, not halted.

## The disclosure read

The record holds 106 filings in the twelve months to 2026-11-08, across 48 filing days. The median gap between filing days is 5 days, against 6.0 days for NYSE and 4.0 days for the sector. The latest filing is dated 2026-11-04 and is of type results, 4 days before the record date, against a NYSE median latency of 4.0 days and a sector median latency of 3 days.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. No auditor changes are on the record.

## Events and halts

The record carries no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client_categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page, and the count is 0.

## Open research

No openly published research notes were found, and the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000720672.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/SFB (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/SFB (the record)

---
Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/SFB · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp