SPROTT INC. (SII) — research page
US · us-cm-kg/NYSE/SII · as of 2026-11-08
Identity and listing
The issuer is SPROTT INC., listed on the NYSE under ticker SII, with ISIN US8520662086. The record does not hold an LEI, because no GLEIF record carries the exact legal name in jurisdiction US-A6. The security type is Non-operating entity type (other), the sector is 6199 Finance Services, and the jurisdiction is Ontario, Canada. The segment is not on the record. The issuer is listed and not halted.
| field | value | source · read date |
|---|---|---|
| name | SPROTT INC. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | SII | source · 2026-11-08 |
| ISIN | US8520662086 | source · 2026-09-21 |
| LEI | not on the record | |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6199 Finance Services | source · 2026-11-08 |
| jurisdiction | Ontario, Canada | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 27 filings in the twelve months to 2026-11-08, falling on 22 filing days. Of these, 10 are regulatory filings and 17 are results. The median gap between filing days is 4 days. The latest filing is dated 2026-11-04, is of type results, and is 4 days before the record date. The NYSE median cadence gap is 6.0 days across 3256 issuers, with a median of 64.0 filings and a median latency of 4.0 days. The 6199 Finance Services median cadence gap is 5.0 days across 184 issuers, with a median of 61.5 filings and a median latency of 4.0 days.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 27 | 4 | 4 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 6199 Finance Services (184 issuers) | 61.5 | 5 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-04 | results | 6-K | 6-K — 6-K |
| 2026-11-03 | results | 6-K | 6-K — FORM 6-K |
| 2026-10-30 | results | 6-K | 6-K — FORM 6-K |
| 2026-08-14 | regulatory_filing | SCHEDULE 13G/A | SCHEDULE 13G/A |
| 2026-08-05 | results | 6-K | 6-K — 6-K |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag and foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change events. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The issuer is listed and not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
The issuer's own investor-relations page names 5 research houses: Étienne Ricard, Mike Kozak, Matthew Lee, Bart Dziarski and Graham Ryding.
| research house | analyst | source · read date |
|---|---|---|
| Étienne Ricard | issuer page · 2026-11-11 | |
| Mike Kozak | issuer page · 2026-11-11 | |
| Matthew Lee | issuer page · 2026-11-11 | |
| Bart Dziarski | issuer page · 2026-11-11 | |
| Graham Ryding | issuer page · 2026-11-11 |
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed annual years 2021, 2022, 2023, 2024, 2025 and 2026 for the issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001512920.json (identity.jurisdiction)
- 10.4
- https://mcp.us-cm-kg.ai/events/NYSE/SII (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://sprott.com/investor-relations/ (coverage)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/SII (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US8520662086"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:efe9e12957b4bd79.