The page is the record's research on the issuer — no analyst, no rating, no view. # SUMITOMO MITSUI FINANCIAL GROUP, INC. (NYSE: SMFG) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is SUMITOMO MITSUI FINANCIAL GROUP, INC., listed on the NYSE under ticker SMFG, with ISIN US86562M2098 and LEI 5U0XI89JRFVHWIBS4F54. The security type on the record is non-operating entity type (other), the sector is 6029 Commercial Banks, NEC, and the jurisdiction is Japan. The segment is not on the record. The listing status is listed, not halted. ## The disclosure read The record holds 126 filings in the window 2025-11-08 to 2026-11-08, across 51 filing days. The filings comprise 57 directors' dealings, 9 prospectuses, 14 regulatory filings and 46 results. The median gap between filing days is 4.5 days. The latest filing is dated 2026-10-01 and is a prospectus, 38 days before the record date of 2026-11-08. The median for NYSE issuers is 6.0 days of cadence gap, 64.0 filings and 4.0 days of latency across 3256 issuers. The median for the sector 6029 Commercial Banks, NEC is 1.0 day of cadence gap, 8636 filings and 2 days of latency across 85 issuers. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change events. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage The record finds 12 research houses named on the issuer's investor-relations page: BofA Securities Japan, UBS Securities Japan, Daiwa Securities, Goldman Sachs Japan, J.P. Morgan Securities Japan, Keefe, Bruyette & Woods, Mizuho Securities, Morgan Stanley MUFG Securities, Nomura Securities, SBI SECURITIES, Morgan Stanley and MUFG Securities. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 9 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001022837.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/SMFG (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://www.smfg.co.jp/english/investor/stock/analyst.html (coverage) - https://mcp.us-cm-kg.ai/record/NYSE/SMFG (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/SMFG · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp