The page is the record's research on the issuer — no analyst, no rating, no view. # UBS AG (NYSE: SMHB) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is UBS AG, listed on NYSE under ticker SMHB, with ISIN US90274E1661 and LEI BFM8T61CT2L1QCEMIK50. Its security type is Non-operating entity type (other), its segment is not on the record, its sector is 6021 National Commercial Banks, and its jurisdiction is Switzerland. Its listing status is listed, not halted. ## The disclosure read The record holds 13914 filings in the window 2025-11-08 to 2026-11-08, across 246 filing days. The median gap between filing days is 1 day, against a median of 6.0 days for NYSE and 4 days for 6021 National Commercial Banks. The latest filing is dated 2026-11-06, two days before the record date, and is of type prospectus. The median filings per issuer is 64.0 on NYSE and 137 in 6021 National Commercial Banks, against 13914 for this issuer. The median latency is 4.0 days on NYSE and 2 days in 6021 National Commercial Banks. ## Auditor The auditor is not on the record, because the latest annual report cover carries no auditor name tag. The auditor's location is not on the record, and the record holds no auditor changes. ## Events and halts The record holds one delisting line, dated 2026-08-19. It holds no listing, name change, domicile change or segment move; the domicile change and segment move are not on the record. The halt flag shows listed, not halted, and the record holds one halt or suspension filing in the window. ## Orderability The outcome is not determinable for this issuer, because the rule's chapter carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is dated 2026-11-04. ## Coverage No research houses were found on the investor-relations pages read, and the count is 0. ## Open research No openly published research notes were found on the record, and the count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's years sealed on the record are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. The market's vintage is sealed. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001114446.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/SMHB (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/SMHB (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/SMHB · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp