SPECIAL OPPORTUNITIES FUND, INC. (SPE-PC) — research page
US · us-cm-kg/NYSE/SPE-PC · as of 2026-11-08
Identity and listing
The issuer is SPECIAL OPPORTUNITIES FUND, INC., listed on the NYSE under ticker SPE-PC. The LEI is 549300DGAJTGM6R4HK03; the ISIN is not on the record, though several US ISINs are carried on the LEI: US84741T1043, US84741T1381, US84741T2033, US84741T3023 and US84741T4013. The security type is Non-operating entity type (other), the jurisdiction is United States, Maryland, and the segment and sector are not on the record. The issuer is listed and not halted.
| field | value | source · read date |
|---|---|---|
| name | SPECIAL OPPORTUNITIES FUND, INC. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | SPE-PC | source · 2026-11-08 |
| ISIN | not on the record | |
| LEI | 549300DGAJTGM6R4HK03 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 29 filings in the twelve months to 2026-11-08, across 27 filing days, of which 6 are directors' dealings and 23 are regulatory filings. The median gap between filing days is 7.0 days. The latest filing is dated 2026-10-27, is a regulatory filing, and was 12 days before the record date. The NYSE median is 64.0 filings, a 6.0-day cadence gap and 4.0 days of latency across 3256 issuers. The sector median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 29 | 7 | 12 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-27 | regulatory_filing | 40-17G | 40-17G — 40-17G |
| 2026-09-04 | regulatory_filing | N-CSRS | N-CSRS — CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT |
| 2026-08-31 | regulatory_filing | NPORT-P | NPORT-P |
| 2026-08-20 | regulatory_filing | N-PX | N-PX |
| 2026-08-07 | regulatory_filing | SCHEDULE 13G/A | SCHEDULE 13G/A |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change events. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The issuer is listed and not halted.
Orderability
The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of 2026-11-04. The chapter's orderability section carries no client categories, so the outcome cannot name its client category.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the investor-relations pages read for the issuer. The count is 0.
Open research
No openly published research notes were found for the issuer. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
7 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://data.sec.gov/submissions/CIK0000897802.json (identity.jurisdiction)
- 10.3
- https://api.gleif.org/api/v1/lei-records/549300DGAJTGM6R4HK03 (identity.lei)
- 10.4
- https://mcp.us-cm-kg.ai/events/NYSE/SPE-PC (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://mcp.us-cm-kg.ai/record/NYSE/SPE-PC (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"ticker":"SPE-PC","exchange":"NYSE"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:d2497eb75d0f37b4.