The page is the record's research on the issuer — no analyst, no rating, no view. # Sound Point Meridian Capital, Inc. (NYSE: SPMC) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing Sound Point Meridian Capital, Inc. is listed on the NYSE under ticker SPMC, ISIN US83617A1088, LEI 2138003DILFQKEPAD871. Its security type is non-operating entity type (other), and its jurisdiction is United States, Delaware. Segment and sector are not on the record. Listing status is listed, not halted. ## The disclosure read The record holds 42 filings across 38 filing days in the window 2025-11-08 to 2026-11-08. By type, there are 1 AGM/EGM filing, 16 corporate news filings, 10 directors' dealings filings, 2 prospectuses and 13 regulatory filings. The median gap between filing days is 5 days, and the latest filing is 30 days before the record date of 2026-11-08, when the median latency for the NYSE is 4.0 days. The latest filing, dated 2026-10-09, is of type corporate news. For the NYSE, the record holds 3256 issuers, a median cadence gap of 6.0 days and a median of 64.0 filings. Sector peer figures are not on the record for this market. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage The issuer's investor-relations page names 4 research houses: Alliance Global Partners, B. Riley Securities, Lucid Capital Markets and Oppenheimer. ## Open research No openly published research notes were found on the pages read. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's sealed years are 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with the earliest sealed date of the US market being 2021-01-04. The live record began on 2026-09-12. ## Sources 9 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001930147.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/SPMC (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://www.soundpointmeridiancap.com/stock-info/analyst-coverage/default.aspx (coverage) - https://mcp.us-cm-kg.ai/record/NYSE/SPMC (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/SPMC · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp