The page is the record's research on the issuer — no analyst, no rating, no view.

# Sound Point Meridian Capital, Inc. (NYSE: SPME) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Sound Point Meridian Capital, Inc., listed on the NYSE under ticker SPME, with ISIN US83617A3068 and LEI 2138003DILFQKEPAD871. Its security type is Non-operating entity type (other). Segment and sector are not on the record. Jurisdiction is United States, Delaware. Listing status is listed, not halted.

## The disclosure read

The record holds 42 filings across 38 filing days in the window 2025-11-08 to 2026-11-08. By type: 1 AGM/EGM, 16 corporate news, 10 directors' dealings, 2 prospectuses, 13 regulatory filings. The median gap between filing days is 5 days. The latest filing is dated 2026-10-09, a corporate news filing, 30 days before the record date of 2026-11-08. On the NYSE the record holds 3,256 issuers, a median of 64.0 filings, a median cadence gap of 6.0 days and a median latency of 4.0 days. Sector peer figures are not on the record for the US market.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. Auditor location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The issuer is listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

Four research houses are named on the issuer's investor-relations page: Alliance Global Partners, B. Riley Securities, Lucid Capital Markets and Oppenheimer.

## Open research

No openly published research notes were found.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed. Sealed years that hold the issuer are 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began 2026-09-12.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001930147.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/SPME (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://www.soundpointmeridiancap.com/stock-info/analyst-coverage/default.aspx (coverage)
- https://mcp.us-cm-kg.ai/record/NYSE/SPME (the record)

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